Rule 30e-2

Rule 30e-2 The Statute.doc

Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)). Reports to Shareholders of Unit Investment Trusts

Rule 30e-2

OMB: 3235-0494

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Rule 30e-2 -- Reports to Shareholders of Unit Investment Trusts


  1. At least semiannually every registered unit investment trust substantially all the assets of which consist of securities issued by a management company must transmit to each shareholder of record (including record holders of periodic payment plan certificates), a report containing all the applicable information and financial statements or their equivalent, required by Rule 30e-1 to be included in reports of the management company for the same fiscal period. Each of these reports must be transmitted within the period allowed the management company by Rule 30e-1 for transmitting reports to its shareholders.

  2. Any report required by this section will be considered transmitted to a shareholder of record if the unit investment trust satisfies the conditions set forth in Rule 30d-1(f) with respect to that shareholder.

Regulatory History


Rule N-30D-2, 6 FR 74, Jan. 4, 1941; 61 FR 24652, 24657, May 15, 1996; 64 FR 62540, 62547, Nov. 16, 1999; redesignated and amended at 66 FR 3734, 3759, Jan. 16, 2001

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File TitleRule 30e-2 -- Reports to Shareholders of Unit Investment Trusts
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File Modified2006-09-28
File Created2006-09-28

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