Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)), Reports to Shareholders of Unit Investment Trusts

OMB 3235-0494

Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)) and Rule 30e-2 thereunder (17 CFR 270.30e-2) require registered unit investment trusts that invest substantially all of their assets in securities of a management investment company to send to shareholders at least semi-annually a report containing certain financial statements and other information.

The latest form for Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)), Reports to Shareholders of Unit Investment Trusts expires 2022-05-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
2025 01 10_90 FR 2048_3235-0494_30-Day Submission Notice.pdf.pdf Supplementary Document
89 FR 87660 (OMB 3235-0494).pdf Supplementary Document
Supporting Statement_Rule 30e-2.pdf Supporting Statement A
Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)). Reports to Shareholders of Unit Investment Trusts

All Historical Document Collections

202410-3235-017	Extension without change of a currently approved collection	2025-01-10
202111-3235-004 Approved without change	Extension without change of a currently approved collection	2022-03-08
201808-3235-011 Approved without change	Revision of a currently approved collection	2019-02-12
201612-3235-017 Approved without change	Revision of a currently approved collection	2016-12-22
201511-3235-003 Comment filed on proposed rule and continue	Revision of a currently approved collection	2015-12-07
201502-3235-005 Approved without change	Extension without change of a currently approved collection	2015-09-16
201207-3235-014 Approved without change	Extension without change of a currently approved collection	2012-07-23
200907-3235-010 Approved without change	Extension without change of a currently approved collection	2009-09-29
200609-3235-041 Approved without change	Extension without change of a currently approved collection	2006-12-21
200402-3235-001 Approved without change	Extension without change of a currently approved collection	2004-02-02
200012-3235-004 Approved without change	Extension without change of a currently approved collection	2000-12-13
199911-3235-015 Approved without change	No material or nonsubstantive change to a currently approved collection	1999-11-09
199902-3235-008 Approved without change	No material or nonsubstantive change to a currently approved collection	1999-02-16
199711-3235-007 Approved without change	Existing collection in use without an OMB Control Number	1997-11-24