Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)), Reports to Shareholders of Unit Investment Trusts

ICR 201808-3235-011

OMB: 3235-0494

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2019-02-12
ICR Details
3235-0494 201808-3235-011
Active 201612-3235-017
SEC IM-270-437
Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)), Reports to Shareholders of Unit Investment Trusts
Revision of a currently approved collection   No
Regular
Approved without change 05/29/2019
Retrieve Notice of Action (NOA) 02/12/2019
  Inventory as of this Action Requested Previously Approved
05/31/2022 36 Months From Approved 03/31/2020
1,448 0 1,442
90,500 0 90,125
5,786,884 0 14,420,000

Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)) and Rule 30e-2 thereunder (17 CFR 270.30e-2) require registered unit investment trusts that invest substantially all of their assets in securities of a management investment company to send to shareholders at least semi-annually a report containing certain financial statements and other information.

US Code: 15 USC 80a-29(e) Name of Law: Section 30(e) of the Investment Company Act of 1940
  
None

3235-AL42 Final or interim final rulemaking 83 FR 29158 06/22/2018

No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,448 1,442 0 0 6 0
Annual Time Burden (Hours) 90,500 90,125 0 0 375 0
Annual Cost Burden (Dollars) 5,786,884 14,420,000 0 0 -8,633,116 0
No
No
The estimated hourly burden associated with rule 30e 2 has increased from 90,125 hours to 90,500 hours (an increase of 375 hours). The estimated cost burden associated with rule 30e 2 has decreased from $14,420,000 to $5,786,884 (a decrease of $8,633,116). This decrease is due to a decrease in the estimated burden for those UITs that rely on new rule 30e 3.

$0
No
    No
    No
No
No
No
Uncollected
John Lee 202 551-5689

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/12/2019


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