Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)). Reports to Shareholders of Unit Investment Trusts

ICR 201207-3235-014

OMB: 3235-0494

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2012-07-23
ICR Details
3235-0494 201207-3235-014
Historical Active 200907-3235-010
SEC IM-270-437
Rule 30e-2 (17 CFR 270.30e-2) pursuant to Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)). Reports to Shareholders of Unit Investment Trusts
Extension without change of a currently approved collection   No
Regular
Approved without change 09/24/2012
Retrieve Notice of Action (NOA) 07/23/2012
  Inventory as of this Action Requested Previously Approved
09/30/2015 36 Months From Approved 11/30/2012
1,520 0 1,640
91,960 0 99,220
15,200,000 0 16,400,000

Section 30(e) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(e)) and Rule 30e-2 thereunder (17 CFR 270.30e-2) require registered unit investment trusts that invest substantially all of their assets in securities of a management investment company to send to shareholders at least semi-annually a report containing certain financial statements and other information.

US Code: 15 USC 80a-29(e) Name of Law: Section 30(e) of the Investment Company Act of 1940
  
None

Not associated with rulemaking

  77 FR 27102 05/08/2012
77 FR 41460 07/13/2012
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,520 1,640 0 0 -120 0
Annual Time Burden (Hours) 91,960 99,220 0 0 -7,260 0
Annual Cost Burden (Dollars) 15,200,000 16,400,000 0 0 -1,200,000 0
No
No
The decrease in time burden and cost burden for complying with rule 30e-2 is attributable to a decrease in the estimated number of UITs from 820 to 760, resulting in a decrease of 7,260 hours and $1,200,000.

$0
No
No
No
No
No
Uncollected
Deborah Skeens 202 942-0721

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/23/2012


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