Rule 17i-8 (17 CFR 240.17i-8) Notification Requirements for Supervised Invesment Bank Holding Companies

ICR 200610-3235-013

OMB: 3235-0591

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2006-11-01
ICR Details
3235-0591 200610-3235-013
Historical Active 200406-3235-016
SEC 270-553
Rule 17i-8 (17 CFR 240.17i-8) Notification Requirements for Supervised Invesment Bank Holding Companies
Revision of a currently approved collection   No
Regular
Approved without change 01/10/2007
Retrieve Notice of Action (NOA) 11/01/2006
  Inventory as of this Action Requested Previously Approved
01/31/2010 36 Months From Approved 01/31/2007
1 0 1
1 0 1
0 0 0

Rule 17i-8 requires that an SIBHC notify the Commission upon the occurrence of certain events that would indicate a decline in the financial and operational well-being of the firm.

US Code: 15 USC 78q(i) Name of Law: Securities Exchange Act of 1934
   PL: Pub.L. 106 - 102 231 Name of Law: Gramm-Leach-Bliley Act of 1999
  
None

Not associated with rulemaking

  71 FR 50479 08/25/2006
71 FR 64322 11/01/2006
No

1
IC Title Form No. Form Name
Rule 17i-8 (17 CFR 240.17i-8) Notification Requirements for Supervised Invesment Bank Holding Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Bonnie Gauch 202 942-0765

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/01/2006


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