Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government.....

ICR 200611-7100-007

OMB: 7100-0224

Federal Form Document

Forms and Documents
Document
Name
Status
Justification for No Material/Nonsubstantive Change
2007-01-11
ICR Details
7100-0224 200611-7100-007
Historical Active 200403-7100-007
FRS FR G-FIN; FR G-FINW
Notice By Financial Institutions of Government Securities Broker or Government Securities Dealer Activities; Notice by Financial Institutions of Termination of Activities as a Government.....
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 01/26/2007
Retrieve Notice of Action (NOA) 01/26/2007
  Inventory as of this Action Requested Previously Approved
03/31/2007 03/31/2007 03/31/2007
31 0 29
27 0 26
0 0 0

The Government Securities Act of 1986 requires financial institutions to notify their appropriate regulatory authority of their intent to engage in government securities broker or dealer activity, to amend information submitted previously, and to record their termination of such activity.

US Code: 15 USC 78o-4, 78q, and 78w Name of Law: Securities Exchange Act
  
None

Not associated with rulemaking

No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 31 29 0 0 2 0
Annual Time Burden (Hours) 27 26 0 0 1 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
Increase in burden hours reflects update to the FR G-FIN/FR G-FIN W respondent count.

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Scott Farmer 202-452-2253 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/26/2007


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