Information Collection

Form D is a notice of sales filed by issuers of securities under Regulation D.

IC 34297 under ICR 200701-3235-007 · OMB 3235-0076.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0076 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC1972 Form D is a notice of sales filed by issuers of securities under Regulation D.	Form
SEC1972 Form D Form D.pdf www.sec.gov/about/forms/formd.pdf	Form

IC Title:

Form D is a notice of sales filed by issuers of securities under Regulation D.

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 239.500

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC1972	Form D	Form D.pdf	http://www.sec.gov/about/forms/formd.pdf	Yes	No	Paper Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 17,480

Number of Respondents for Small Entity: 193

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	17,480	-20	17,500
Annual IC Time Burden (Hours)	17,480	-20	17,500
Annual IC Cost Burden (Dollars)	15,732,000	-18,000	15,750,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.