Regulation D (Form D)

OMB 3235-0076

OMB 3235-0076

Form D is a notice of sales filed by issuers making an offering of securities in reliance on an exemption under Regulation D or Section 4(a)(5) of the Securities Act of 1933.

The latest form for Regulation D (Form D) expires 2023-04-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0076: Form D filings .

Latest Forms, Documents, and Supporting Material
Document
Name
Form and Instruction
Supporting Statement A
Supplementary Document
All Historical Document Collections
Approved without change
 Revision of a currently approved collection 2021-04-15
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2021-01-12
Approved without change
 Extension without change of a currently approved collection 2020-03-20
Approved without change
 Revision of a currently approved collection 2016-12-20
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2016-06-09
Approved without change
 Extension without change of a currently approved collection 2016-09-06
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2013-10-30
Approved without change
 Revision of a currently approved collection 2013-08-09
Approved without change
 No material or nonsubstantive change to a currently approved collection 2013-07-30
Comment filed on proposed rule and continue
 Revision of a currently approved collection 2012-10-04
Approved without change
 Extension without change of a currently approved collection 2012-06-22
Approved without change
 Extension without change of a currently approved collection 2009-04-09
Preapproved
 Revision of a currently approved collection 2007-10-04
Preapproved
 Revision of a currently approved collection 2007-01-04
Approved without change
 Extension without change of a currently approved collection 2005-03-07
Approved without change
 Extension without change of a currently approved collection 2002-03-25
Approved without change
 Revision of a currently approved collection 1999-03-11
Approved without change
 Extension without change of a currently approved collection 1998-08-25
Approved without change
 Revision of a currently approved collection 1995-06-23
Approved without change
 Extension without change of a currently approved collection 1993-09-17
Approved without change
 Revision of a currently approved collection 1991-02-06
Approved with change
 No material or nonsubstantive change to a currently approved collection 1989-04-07
Approved without change
 Extension without change of a currently approved collection 1988-12-27
Approved without change
 Revision of a currently approved collection 1988-03-08
Approved without change
 Revision of a currently approved collection 1987-01-21
Approved with change
 No material or nonsubstantive change to a currently approved collection 1986-09-26
Approved without change
 Revision of a currently approved collection 1986-06-09
Approved without change
 Extension without change of a currently approved collection 1984-12-26
Approved with change
 No material or nonsubstantive change to a currently approved collection 1984-07-17
Approved with change
 No material or nonsubstantive change to a currently approved collection 1983-08-16
Approved without change
 Extension without change of a currently approved collection 1982-03-11
Approved without change
 New collection (Request for a new OMB Control Number) 1981-08-13
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