Form D is a notice of sales filed by issuers of securities under Regulation D.

ICR 200904-3235-005

OMB: 3235-0076

Federal Form Document

Forms and Documents
ICR Details
3235-0076 200904-3235-005
Historical Active 200503-3235-003
SEC CF-270-72
Form D is a notice of sales filed by issuers of securities under Regulation D.
Extension without change of a currently approved collection   No
Regular
Approved without change 06/16/2009
Retrieve Notice of Action (NOA) 04/09/2009
  Inventory as of this Action Requested Previously Approved
06/30/2012 36 Months From Approved 06/30/2009
25,000 0 17,500
25,000 0 17,500
30,000,000 0 15,750,000

Form D is a notice of sales filed by issuers making an offering of securities in reliance on an exemption under Regulation D or Section 4(6) of the Securities Act of 1933.

US Code: 15 USC 77a, 77c(b), 77d(2), 77r Name of Law: Securities Act of 1933
   US Code: 15 USC 77s Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  74 FR 5950 02/03/2009
74 FR 15009 04/02/2009
No

1
IC Title Form No. Form Name
Form D is a notice of sales filed by issuers of securities under Regulation D. SEC 1972 Form D - Notice of Exempt Offering of Securities

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 25,000 17,500 0 0 7,500 0
Annual Time Burden (Hours) 25,000 17,500 0 0 7,500 0
Annual Cost Burden (Dollars) 30,000,000 15,750,000 0 0 14,250,000 0
No
No
The increase burden hours and the increase in cost burden are due to two agency adjustments. First, the burden hour increased by 7,500 burden hours as a result of an increase in the number of responses filed from 17,500 to 25,000. Second, the cost burden increased by $14,250,000 is due to the Commission increasing its cost estimate from $300 per hour to $400 per hour for outside counselors.

$0
No
No
Uncollected
Uncollected
No
Uncollected
N. Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/09/2009


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