REGULATION D EXEMPTION FROM THE REGISTRATION PROVISIONS OF THE SECURITIES ACT OF 1933 FOR TRANSACTIONS INVOLVING LIMITED OFFERS AND SALES OF SECURITIES
ICR 198412-3235-010
OMB: 3235-0076
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0076 can be found here:
REGULATION D EXEMPTION FROM
THE REGISTRATION PROVISIONS OF THE SECURITIES ACT OF 1933 FOR
TRANSACTIONS INVOLVING LIMITED OFFERS AND SALES OF SECURITIES
Extension without change of a currently approved collection
REGULATION D PROVIDES AN EXEMPTION TO
THE REGISTRATION PROVISIONS OF T SECURITIES ACT OF 1933 FOR
TRANSACTIONS INVOLVING LIMITED OFFERS AND SALES OF SECURITIES. ALL
ISSUERS WHO ELECT TO OFFER AND SEL SECURITIES PURSUANT TO SECTION
4(6) OF THE SECURITIES ACT OR PURSUANT TO REGULATION D UNDER THE
SECURITIES ACT ARE SUBJECT TO REGULATION D A ARE REQUIRED TO FILE
FORM D.
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.