REGULATION D AND FORM D

ICR 198904-3235-024

OMB: 3235-0076

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
177280 Migrated
ICR Details
3235-0076 198904-3235-024
Historical Active 198812-3235-009
SEC
REGULATION D AND FORM D
No material or nonsubstantive change to a currently approved collection   No
Emergency 04/07/1989
Approved with change 04/07/1989
Retrieve Notice of Action (NOA) 04/07/1989
  Inventory as of this Action Requested Previously Approved
03/31/1991 03/31/1991 03/31/1991
22,275 0 22,275
356,800 0 356,800
0 0 0

FORM D IS A NOTICE OF SALES FILED BY SMALL ISSUERS OF SECURITIES UNDER REGULATION D AND IS USED TO COLLECT EMPIRICAL DATE NECESSARY TO ASSESS THE EFFECTIVENESS OF REGULATION D AS A CAPITAL RAISING DEVICE FOR SMAL BUSINESSES AND AS A REGULATORY DEVICE.

None
None


No

1
IC Title Form No. Form Name
REGULATION D AND FORM D SEC 1972

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 22,275 22,275 0 0 0 0
Annual Time Burden (Hours) 356,800 356,800 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/07/1989


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