Form D is a notice of sales filed by issuers of securities under Regulation D.

ICR 200710-3235-002

OMB: 3235-0076

Federal Form Document

Forms and Documents
ICR Details
3235-0076 200710-3235-002
Historical Inactive 200503-3235-003
SEC 270-72
Form D is a notice of sales filed by issuers of securities under Regulation D.
Revision of a currently approved collection   No
Regular
Preapproved 02/06/2008
Retrieve Notice of Action (NOA) 10/04/2007
  Inventory as of this Action Requested Previously Approved
02/28/2011 36 Months From Approved 06/30/2009
30,800 0 17,500
30,800 0 17,500
36,960,000 0 15,750,000

Form D is a notice of the sale of securities filed by all issuers making an offering of securities in reliance on an exemption under Regulation D or Section 4(6) of the Securities Act 1933.

US Code: 15 USC 77d(6), 77r, 77s, 77z-3 Name of Law: Securities Act of 1933
   US Code: 15 USC 77(a)(15), 77c(b), 77d(2) Name of Law: Securities Act of 1933
  
None

3235-AJ88 Proposed rulemaking 72 FR 45116 08/10/2007

No

1
IC Title Form No. Form Name
Form D is a notice of sales filed by issuers of securities under Regulation D. SEC-1972 Form D

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 30,800 17,500 0 1,500 11,800 0
Annual Time Burden (Hours) 30,800 17,500 0 1,500 11,800 0
Annual Cost Burden (Dollars) 36,960,000 15,750,000 0 1,800,000 19,410,000 0
Yes
Changing Regulations
No
See Question 15 of the supporting statement.

$50,000
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Anthony Barone 202 551-3460

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/04/2007


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