Information Collection

Regulation 14A (Commission Rules 14a-1 through 14a-15 and Schedule 14A)

IC 34178 under ICR 200701-3235-040 · OMB 3235-0059.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0059 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-1913 Regulation 14A (Commission Rules 14a-1 through 14a-15 and Schedule 14A)	Form and Instruction
SEC-1913 Schedule 14A sched14a.pdf www.sec.gov/about/forms/sched14a.pdf	Form and Instruction
SEC-733 Regulation 14A reg14a.pdf www.sec.gov/about/forms/reg14a.pdf	Form and Instruction

IC Title:

Regulation 14A (Commission Rules 14a-1 through 14a-15 and Schedule 14A)

Agency IC Tracking Number:

270-56

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.14a-101 17 CFR 240.14a-1 - 240.14a-15

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC-1913	Schedule 14A	sched14a.pdf	http://www.sec.gov/about/forms/sched14a.pdf	Yes	Yes	Fillable Fileable
Form and Instruction	SEC-733	Regulation 14A	reg14a.pdf	http://www.sec.gov/about/forms/reg14a.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 7,300

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	7,300	50	7,250
Annual IC Time Burden (Hours)	555,683	79,902	475,781
Annual IC Cost Burden (Dollars)	63,709,987	272,386	63,437,601

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.