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Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
OMB: 3235-0017
IC ID: 34046
OMB.report
SEC
OMB 3235-0017
ICR 200704-3235-005
IC 34046
( )
⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0017 can be found here:
2023-04-19 - Revision of a currently approved collection
2022-01-27 - Extension without change of a currently approved collection
Documents and Forms
Document Name
Document Type
no available documents/forms check other ICs listed under this ICR
Information Collection (IC) Details
View Information Collection (IC)
IC Title:
Form 1, Rules 6a-1 and 6a-2 Form of Application and Amendments
Agency IC Tracking Number:
270-017
Is this a Common Form?
No
IC Status:
Modified
Obligation to Respond:
Mandatory
CFR Citation:
17 CFR 240.6a-1
17 CFR 240.6a-2
Information Collection Instruments:
Document Type
Form No.
Form Name
Instrument File
URL
Available Electronically?
Can Be Submitted Electronically?
Electronic Capability
Federal Enterprise Architecture Business Reference Module
Line of Business:
Economic Development
Subfunction:
Business and Industry Development
Privacy Act System of Records
Title:
FR Citation:
Number of Respondents:
15
Number of Respondents for Small Entity:
0
Affected Public:
Private Sector
Private Sector:
Businesses or other for-profits
Percentage of Respondents Reporting Electronically:
0 %
Approved
Program Change Due to New Statute
Program Change Due to Agency Discretion
Change Due to Adjustment in Agency Estimate
Change Due to Potential Violation of the PRA
Previously Approved
Annual Number of Responses for this IC
15
0
0
4
0
11
Annual IC Time Burden (Hours)
1,080
0
0
664
0
416
Annual IC Cost Burden (Dollars)
102,705
0
0
102,705
0
0
Documents for IC
Title
Document
Date Uploaded
No associated records found
Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.