SBIC Management Assessment Questionnaire & License Application; Exhibits to SBIC License App./Mgmt. Assessement Questionnaire

---

Overview

Workbook Tracking
Summary
File Name Help
Principal (1)
Principal (2)
Principal (3)
Principal (4)
Principal (5)
Principal (6)
Principal (7)
Principal (8)
Principal (9)
Principal (10)

---

Sheet 1: Workbook Tracking

Exhibit F Workbooks and Associated Principals for					Return to Summary
Count of Workbook

---

Sheet 2: Summary

EXHIBIT F1
INVESTMENT EXPERIENCE OF PRINCIPALS
V1.1.b - May 24, 2006
SBIC Applicant Name					Date
For each principal, enter the individual’s name and official title in the fund. If an official title is not available, please provide a 2 to 3 word phrase describing the individual’s role on the team. (You will have an opportunity to expand on each principal’s role in Table F1 – “Principal Key Data”.) Principals/Management Team
	Individual Full Name		Role on Team		Worksheet			Related Fund Workbook Files
1			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (1)			-	-	-	-	-	-	-	-	-	-
2			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (2)			-	-	-	-	-	-	-	-	-	-
3			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (3)			-	-	-	-	-	-	-	-	-	-
4			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (4)			-	-	-	-	-	-	-	-	-	-
5			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (5)			-	-	-	-	-	-	-	-	-	-
6			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (6)			-	-	-	-	-	-	-	-	-	-
7			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (7)			-	-	-	-	-	-	-	-	-	-
8			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (8)			-	-	-	-	-	-	-	-	-	-
9			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (9)			-	-	-	-	-	-	-	-	-	-
10			Please include the official title of the Principal. If an official title is not applicable, please provide a 2 to 3 word phrase describing the individual’s role on the team.		Principal (10)			-	-	-	-	-	-	-	-	-	-
	List of Workbook Files
Complete
Partial
Synthesized
Other

---

Sheet 3: File Name Help

File Name Help

Return to Summary

Select type of Exhibit

3

F2

Complete

Complete

Exhibit F2 - Complete.xls

If you were with a venture fund for the entire fund's life or if fund is still ongoing.

F3

Partial

Partial

Exhibit F3 - Partial.xls

If you were with a venture fund for only part of the fund's timeframe.

10 character name acronym identifying your applicant name

New Ven II

F4

Synthesized

Syn

Exhibit F4 - Synthesized.xls

Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.

F5

Other

Other

Exhibit F5 - Other.xls

All other investments.

First Year of Investment for this Fund or Group

1994

First and last name initials for each principal for which the workbook applies (separated by commas)

DJ

Date when this report was prepared

9/30/2003

Resulting File Name:

F4-New Ven II; Syn1994; DJ; 20030930.xls

F4-New Ven II; Syn1994; DJ; 20030930.xls

---

Sheet 4: Principal (1)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal
Number of private equity investments (companies) as principal
Describe other relevant business activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1	1
2
3
4	1
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number, followed by a hypen (e.g., "F2-")
	+acronym that identifies your applicant name (maximum of 10 characters)
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ ";"
	+ the first and last name initials for each principal for which this workbook pertains separated by commas
	+";"
	+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2-SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 5: Principal (2)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 6: Principal (3)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10	1
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 7: Principal (4)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 8: Principal (5)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 9: Principal (6)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 10: Principal (7)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 11: Principal (8)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 12: Principal (9)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name

---

Sheet 13: Principal (10)

EXHIBIT F1				Return to Summary
INVESTMENT EXPERIENCE OF PRINCIPALS (continued)
SBIC Name	-		Date	12/30/99
Table F1. Principal Key Data
Full name	-
Years with this group
No. years of private equity investing experience as principal or on behalf of principal
Number of private equity investments (companies) as principal or on behalf of principal
Describe other business related activities and number of years in each activity
Briefly summarize direct private equity experience that is not included as part of a track record for the principal, either because of time period or type of investment, and/or business activities directly related to the principal’s intended role in the proposed SBIC. Include the number of years in each activity.
Brief description of key role & functions in the SBIC:
In five lines or fewer, state what you consider to be your primary and/or special contribution to the management team, relative to other members of the team.
Supporting Data
Enter the names of the funds that you have been involved with and the associated workbooks that contain the fund information.
	Type	Fund Name	Fund Workbook*
1
2
3
4
5
6
7
8
9
10
	*Notes on Fund Workbook File Names:
	To create supporting workbooks, use the template workbooks as follows:
	Exhibit F2 - Complete.xls	If you were with a venture fund for the entire fund's life or if fund is still ongoing.
	Exhibit F3 - Partial.xls	If you were with a venture fund for only part of the fund's timeframe.
	Exhibit F4 - Synthesized.xls	Groups of separate investments not done within a single venture fund. Investments must be at least $250,000 by total company financing OR a minimum of $100,000 with a board seat.
	Exhibit F5 - Other.xls	All other investments.
	You will have one Excel workbook (file) for each fund group you are presenting.
	Exhibit number
	+ ": " + 10 character (or less) acronym that identifies your applicant name
	+ "Complete" if a Complete full fund OR "Partial" if a Partial fund OR "Syn" if a Synthesized fund OR "Other" if group of investments fall under Other
	+ the year of the first investment for the presented fund or group in YYYY format
	+ "; " + the first and last name initials for each principal for which this workbook pertains separated by commas
	+"; "+date when this report was prepared in YYYYMMDD format.
	Example:
	Applicant Name: Southern Ventures Fund
	Principal Name(s): John Browning, Mary Jones
	Year of First Investment into Fund or Group: 1995
	Fund Type: Complete Fund
	Date Report Prepared: September 30, 2003
	File Name for Workbook: F2: SouthernVF; Complete1995; JB,MJ; 20030930.xls
	If you would like some help in creating a name, click here->		Help on Creating File Name