Information Collection

Rule 6a-4 under the Securities Exchange Act of 1934 and Form 1-N under the Securities Exchange Act of 1934

IC 35382 under ICR 200705-3235-002 · OMB 3235-0554.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0554 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form Form 1-N Rule 6a-4 under the Securities Exchange Act of 1934 and Form 1-N under the Securities Exchange Act of 1934	Form and Instruction
Form 1-N Form 1-N Form 1-N 5.07.doc	Form and Instruction

IC Title:

Rule 6a-4 under the Securities Exchange Act of 1934 and Form 1-N under the Securities Exchange Act of 1934

Agency IC Tracking Number:

270-496

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.6a-4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form 1-N	Form 1-N	Form 1-N 5.07.doc		Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 7

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	7	-182	189
Annual IC Time Burden (Hours)	1,348	928	420
Annual IC Cost Burden (Dollars)	13,741	13,741	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.