Large Trader Reports

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0009 can be found here:

Documents and Forms

Document Name Document Type
Form 102 Large Trader Reports Form
102 CFTC - Identification of "Special Accounts" deacftc_form102.pdf Form
40 Statement of Reporting Trader deacftc_form40.pdf Form
204 Statement of Cash Positions in Grains, Soybeans, Soybean deacftc_form204.pdf Form
304 Statement of Cash Positions in Cotton deacftc_form304.pdf Form
waisgate-FRN-0009(rocis).pdf FRN IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Large Trader Reports	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR Part 21, Section 21.02 17 CFR Part 21, Section 21.04 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	102	CFTC - Identification of "Special Accounts"	deacftc_form102.pdf	Yes	No	Printable Only
Form	40	Statement of Reporting Trader	deacftc_form40.pdf	Yes	No	Printable Only
Form	204	Statement of Cash Positions in Grains, Soybeans, Soybean Oil, and Soybean Meal	deacftc_form204.pdf	Yes	No	Printable Only
Form	304	Statement of Cash Positions in Cotton	deacftc_form304.pdf	Yes	No	Printable Only

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 2,950	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 84 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	62,424	4	62,420
Annual IC Time Burden (Hours)	18,576	2	18,574
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
FRN	waisgate-FRN-0009(rocis).pdf	06/25/2007

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.