Paper Reduction Attachment A (12-12-2007-ROCIS-)

ATTACHMENT A

#3038-0023 – REGULATIONS AND FORMS FOR DOMESTIC AND FOREIGN FUTURES AND OPTIONS RELATING TO REGISTRATION WITH THE COMMISSION

ESTIMATED

ESTIMATED TOTAL

ESTIMATED # OF REPORTS AVERAGE NUMBER OF

RESPONDENTS OR ANNUALLY TOTAL NUMBER OF HOURS OF

RECORDKEEPERS BY EACH ANNUAL HOURS PER ANNUAL BURDEN

COLLECTION PER YEAR RESPONDENT RESPONSES RESPONSE IN FISCAL YEAR

#0038-0023 70,708 Periodically 73,646 .09 6,628

The estimated number of respondents or recordkeepers per year does not correspond to the total annual responses because in many cases, a respondent registers with the Commission in more than one capacity. For example, a commodity pool operator may also register as a commodity trading advisor, or a commodity trading advisor may also register as an associated person.