Registration Under the Commodity Exchange Act

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3038-0023 can be found here:

Documents and Forms

Document Name Document Type
Form NOTICE7-R Registration Under the Commodity Exchange Act Form
NOTICE7-R Notice Form 7-R Notice Form-7R.pdf Form
7-R Firm Application 7-rForm (Firm Applica).pdf Form
8-R Individual Application 8-rform(Individual App).pdf Form
8-T Individual Withdrawal Form8-T.pdf Form
7-W Firm Withdrawal 7wForm.pdf Form
8-W Withdrawal of Agricultural Trade Merchant Form8-W(Withdrawal of ATM.pdf Form
3-R Supplemental Statement to Application for Request of ATM 3-r-I_ATM(Supplemental Stmt ).pdf Form
formercert-83I-0023 (ROCIS).pdf Previous Certification for PRA Submission for - 0023 IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Registration Under the Commodity Exchange Act	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Voluntary

CFR Citation: 17 CFR 36

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	NOTICE7-R	Notice Form 7-R	Notice Form-7R.pdf	Yes	No	Fillable Printable
Form	7-R	Firm Application	7-rForm (Firm Applica).pdf	Yes	No	Printable Only
Form	8-R	Individual Application	8-rform(Individual App).pdf	Yes	No	Printable Only
Form	8-T	Individual Withdrawal	Form8-T.pdf	Yes	No	Fillable Printable
Form	7-W	Firm Withdrawal	7wForm.pdf	Yes	No	Fillable Printable
Form	8-W	Withdrawal of Agricultural Trade Merchant	Form8-W(Withdrawal of ATM.pdf	Yes	No	Printable Only
Form	3-R	Supplemental Statement to Application for Request of ATM	3-r-I_ATM(Supplemental Stmt ).pdf	Yes	No	Printable Only

Line of Business: General Government

Subfunction: Legislative Functions

Privacy Act System of Records
Title: Registration Under the Commodity Exchange Act	FR Citation: 72 FR 28960

Number of Respondents: 70,708	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 90 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	73,646	-7,819	81,465
Annual IC Time Burden (Hours)	6,628	-777	7,405
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
Previous Certification for PRA Submission for - 0023	formercert-83I-0023 (ROCIS).pdf	08/01/2007

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.