Regulation S - Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933

ICR 200709-3235-001

OMB: 3235-0357

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2007-09-04
ICR Details
3235-0357 200709-3235-001
Historical Active 200411-3235-006
SEC 270-315
Regulation S - Rules Governing Offers and Sales Made Outside the United States Without Registration Under the Securities Act of 1933
Extension without change of a currently approved collection   No
Regular
Approved without change 11/20/2007
Retrieve Notice of Action (NOA) 09/06/2007
  Inventory as of this Action Requested Previously Approved
11/30/2010 36 Months From Approved 12/31/2007
1 0 1
1 0 1
0 0 0

Regulation S is designed to clarify the Commission's approach to extraterritorial application of Section 5 of the Securities Act of 1933.

US Code: 15 USC 77a et seq. Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  72 FR 36530 07/03/2007
72 FR 51271 09/06/2007
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$60,000
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Elizabeth Murphy 202 551-3430 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/06/2007


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