US Code: 15 USC 77b(a),77c(b),77d(2),77s(a)
Name of Law: Securities Act of 1933
US Code: 15 USC 78c(b),78m(a),78w(a),78ll Name of Law: Securities
Exchange Act of 1934
US Code: 15 USC 77sss Name of Law: Trust Indenture Act of 1934
US Code: 15 USC 80a-29 and 80a-37 Name of Law: Investment Company
Act of 1940
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.