Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of 1940. Specification of conditions and arrangements for Canadian (or other foreign management investment companies requesting an

ICR 200709-3235-028

OMB: 3235-0311

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2007-11-30
ICR Details
3235-0311 200709-3235-028
Historical Active 200501-3235-015
SEC 270-176
Rule 7d-1 (17 CFR 270.7d-1) under the Investment Company Act of 1940. Specification of conditions and arrangements for Canadian (or other foreign management investment companies requesting an
Revision of a currently approved collection   No
Regular
Approved without change 02/01/2008
Retrieve Notice of Action (NOA) 11/30/2007
  Inventory as of this Action Requested Previously Approved
02/28/2011 36 Months From Approved 03/31/2008
1 0 3
2 0 25
0 0 1,000

Rule 7d-1 specifies the conditions under which a Canadian management investment company may request an order from the Commission permitting it to register under the Investment Company Act of 1940; other foreign management investment companies also generally agree to comply with the requirements of the rule as a prerequisite to receiving a Commission order permitting registration under the Investment Company Act of 1940.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  72 FR 54696 09/26/2007
72 FR 67765 11/30/2007
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 3 0 0 -2 0
Annual Time Burden (Hours) 2 25 0 0 -23 0
Annual Cost Burden (Dollars) 0 1,000 0 0 -1,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Adam Glazer 202 551-6792

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/30/2007


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