Notice Of Application Of The National Association Of Realtors For Exemptive Relief Under Sections 15 And 36 Of The Exchange Act And Request For Comment

ICR 200711-3235-005

OMB: 3235-0635

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2007-12-17
Supporting Statement A
2007-11-20
ICR Details
3235-0635 200711-3235-005
Historical Active
SEC 270-573
Notice Of Application Of The National Association Of Realtors For Exemptive Relief Under Sections 15 And 36 Of The Exchange Act And Request For Comment
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 01/24/2008
Retrieve Notice of Action (NOA) 12/17/2007
  Inventory as of this Action Requested Previously Approved
01/31/2011 36 Months From Approved
20,895 0 0
2,298 0 0
0 0 0

Request from the National Association of Realtors for an exemption from broker-dealer registration and other requirements to permit certain licensed commercial real estate agents and their real estate firms to receive transaction-based compensation in connection with the sale of securities involving tenant-in-common interests in real property.

US Code: 15 USC 78a Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  72 FR 68902 11/16/2007
72 FR 68902 12/06/2007
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 20,895 0 0 20,895 0 0
Annual Time Burden (Hours) 2,298 0 0 2,298 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The burden would increase under the proposed exemption because various respodents would be required to perform collections of information in order to rely on the exemption.

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Michael Hershaft 2025515596

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/17/2007


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