Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers) Deregistration Statement for Persons Registered Pursuant to Reg U, and Annual Rpt
ICR 200712-7100-008
OMB: 7100-0011
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 7100-0011 can be found here:
Registration Statement for
Persons Who Extend Credit Secured by Margin Stock (Other Than
Banks, Brokers, or Dealers) Deregistration Statement for Persons
Registered Pursuant to Reg U, and Annual Rpt
Extension without change of a currently approved collection
The Securities Exchange Act of 1934
('34 Act) authorizes the Federal Reserve to regulate securities
credit issued by banks, brokers and dealers, and other lenders.
Lenders also must register and deregister with the Federal Reserve
using the FR G-1 and FR G-2, respectively, and must file an annual
report (FR G-4).
US Code:
15
USC 78g Name of Law: Securities Exchange Act of 1934
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.