FFIEC 002S Report of Assets and Liabilities of a Non-U.S. Branch th

Board of Governors of the Federal Reserve System
Federal Deposit Insurance Corporation
Office of the Comptroller of the Currency

FFIEC 002/002S
OMB No. 7100–0032/7100–0273
Approval for the FFIEC 002 expires April 30, 2008.
Approval for the FFIEC 002S expires April 30, 2008.

Report of Assets and Liabilities of U.S. Branches
and Agencies of Foreign Banks

This report is required by law [12 U.S.C. §3105(c)(2);
12 U.S.C. §1817(a)(1) and (3); and 12 U.S.C. §3102(b)].

at close of business on
Please read carefully “Instructions for Preparation of the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks” and
instructions for preparation of the supplement “Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by
a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank.”

Please indicate legal status:

Branch

Agency

Indicate FDIC insurance status:
Insured
Uninsured
If this report consolidates the statements for multiple branches or
agencies of a foreign bank, indicate the number of branches or
agencies included in this report:

NOTE:
This report must be signed by an authorized officer and attested by
the senior executive officer.
I,
Name of Officer Authorized to Sign Report

Legal Title(s) and Address(es) of Branch(es) or Agency(ies) included in this report:
Title of Officer Authorized to Sign Report
Legal Title

Street Address

City

County

State

Zip Code

of the branch or agency specified do hereby declare that this Report
of Assets and Liabilities (including the supporting schedules and
supplement) has been prepared in conformance with the instructions issued by the Federal Financial Institutions Examination
Council and is true to the best of my knowledge and belief.

Signature of Officer Authorized to Sign Report
Legal Title

I,

Street Address

City

County

State

Zip Code

Name of Senior Executive Officer

Title of Senior Executive Officer

attest the correctness of this Report of Assets and Liabilities
(including the supporting schedules and supplement) and declare
that it has been examined by us, and to the best of our knowledge
and belief, has been prepared in conformance with the instructions
issued by the Federal Financial Institutions Examination Council
and is true and correct.

Legal Title

Street Address

City

County

State

Zip Code

Legal Title of Foreign Bank Parent

City

Person to be contacted concerning this report

Country

Signature of Senior Executive Officer

Public reporting burden associated with the FFIEC 002 and FFIEC 002S is estimated to
average 22.75 hours per response and 6.0 hours per response, respectively, including
time to gather and maintain data in the required form and to review instructions and
complete the information collection. A Federal agency may not conduct or sponsor, and
an organization (or a person) is not required to respond to a collection of information, unless
it displays a currently valid OMB control number. Comments regarding this burden estimate
or any other aspect of this information collection, including suggestions for reducing the
burden, may be sent to Secretary, Board of Governors of the Federal Reserve System,
Washington, D.C. 20551 and to Office of Information and Regulatory Affairs, Office of
Management and Budget, Washington, D.C. 20503.

Telephone Number (including area code and extension)

Return original and 2 copies to the Federal Reserve Bank in whose district the branch or agency is located.
FDIC-insured branches should file one copy with the appropriate FDIC Regional Office (Supervision).

FFIEC 002S
OMB No. 7100–0273
Approval expires April 30, 2008

The FFIEC regards the information reported in this supplement as confidential

SUPPLEMENT
Report of Assets and Liabilities
Non-U.S. Branch Licensed in

(TEXT 9031)
(country)

that is managed or controlled by

(TEXT 9010)
(legal title of U.S. branch or agency)

at close of business on
Please read instructions carefully.

Total Reporting
Non-U.S. Branch
Dollar Amounts in Thousands

ASSETS
1. Claims on U.S.-domiciled offices of related depository institutions denominated in U.S. dollars ........
2. Claims on all other U.S. addressees (including related nondepository institutions) denominated
in U.S. dollars:
a. Balances due from nonrelated depository institutions:
(1) With remaining maturities of one day or under continuing contract (“overnight”) .....................
(2) All other maturities (“term”) .......................................................................................................
b. Securities:
(1) U.S. Treasury securities and U.S. Government agency and corporation obligations ...............
(2) All other securities ....................................................................................................................
c. Loans:
(1) Loans secured by real estate ....................................................................................................
(2) Loans to nonrelated depository institutions in the United States ..............................................
(3) Commercial and industrial loans ...............................................................................................
(4) All other loans ...........................................................................................................................
(5) Less: Any unearned income on loans reflected in Items 2.c.(1) through 2.c.(4) above ............
(6) Total loans, net of unearned income (sum of Items 2.c.(1) through 2.c.(4)
minus Item 2.c.(5)) ....................................................................................................................
d. All other claims ...............................................................................................................................
e. Total claims on U.S. addressees other than related depository institutions, denominated
in U.S. dollars (sum of Items 2.a, 2.b, 2.c.(6), and 2.d) ..................................................................
3. Claims on all U.S. addressees denominated in currencies other than U.S. dollars ............................
4. Claims on home-country addressees denominated in any currency:
a. Related depository institutions ........................................................................................................
b. Nonrelated depository institutions ...................................................................................................
c. Home-country government and official institutions (including home-country central bank) ............
d. All other home-country addressees ................................................................................................
5. Claims on all other non-U.S. addressees denominated in any currency .............................................
6. All other assets ....................................................................................................................................
7. Total assets (sum of Items 1, 2.e, 3, 4, 5, and 6) ................................................................................
LIABILITIES
8. Liabilities to U.S.-domiciled offices of related depository institutions denominated in U.S. dollars .....
9. Liabilities to all other U.S. addressees (including related nondepository institutions) denominated
in U.S. dollars:
a. Liabilities to nonrelated depository institutions in the U.S.:
(1) With remaining maturities of one day or under continuing contract (“overnight”) .....................
(2) All other maturities (“term”) .......................................................................................................
b. Liabilities to all other U.S. addressees denominated in U.S. dollars:
(1) With remaining maturities of one day or under continuing contract (“overnight”) .....................
(2) All other maturities (“term”) .......................................................................................................
10. Liabilities to all U.S. addressees denominated in currencies other than U.S. dollars ..........................
11. Liabilities to home-country addressees denominated in any currency:
a. Related depository institutions ........................................................................................................
b. Nonrelated depository institutions ...................................................................................................
c. Home-country government and official institutions (including home-country central bank) ............
d. All other home-country addressees ................................................................................................
12. Liabilities to all other non-U.S. addressees denominated in any currency ..........................................
13. All other liabilities .................................................................................................................................
14. Total liabilities (sum of Items 8 through 13) .........................................................................................

Bil

Mil

Thou

CRCB
5527

1.

CRCB
5528
CRCB
5529

2.a.(1)
2.a.(2)

CRCB
1918
CRCB
0373

2.b.(1)
2.b.(2)

CRCB
1410
CRCB
5530
CRCB
1763
CRCB
5531
CRCB
2123

2.c.(1)
2.c.(2)
2.c.(3)
2.c.(4)
2.c.(5)

CRCB
2122
CRCB
5532

2.c.(6)
2.d.

CRCB
5533
CRCB
5534

2.e.
3.

CRCB
3173
CRCB
5536
CRCB
5537
CRCB
5538
CRCB
5539
CRCB
2151
CRCB
2170

4.a.
4.b.
4.c.
4.d.
5.
6.
7.

CRCB
5540

8.

CRCB
5541
CRCB
5542

9.a.(1)
9.a.(2)

CRCB
5544
CRCB
5545
CRCB
5546

9.b.(1)
9.b.(2)
10.

CRCB
3174
CRCB
5548
CRCB
5549
CRCB
5550
CRCB
5551
CRCB
2916
CRCB
2950

11.a.
11.b.
11.c.
11.d.
12.
13.
14.

FFIEC 002s
Page 2

Non-U.S. Branch Licensed in

(country)

Memoranda—Transactions with U.S. addressees denominated in U.S. dollars
Dollar Amounts in Thousands
1. Amount included in Items 1 and 2.d above for U.S. Government securities purchased under
agreements to resell:
a. With original maturities of one day or under continuing contract (“overnight”) .................................
b. All other maturities (“term”) ...............................................................................................................
2. Amount included in Items 8 and 9 above for U.S. Government securities sold under agreements
to repurchase:
a. With depository institutions in the U.S. (related and nonrelated) (included in Items 8 and 9.a.
above):
(1) With original maturities of one day or under continuing contract (“overnight”) ...........................
(2) All other maturities (“term”) .........................................................................................................
b. With all other U.S. addressees (included in Item 9.b above):
(1) With original maturities of one day or under continuing contract (“overnight”) ...........................
(2) All other maturities (“term”) .........................................................................................................
3. Amount included in Item 9.b above for negotiable certificates of deposit issued by the reporting
foreign branch:
a. Held in custody by the reporting foreign branch or by the managing U.S. branch or agency ..........
b. All other negotiable certificates of deposit ........................................................................................
4. Amount included in Item 9.b above for deposits that are guaranteed payable in the U.S. or for
which the depositor is guaranteed payment by a U.S. office:
a. With original maturities of one day or under continuing contract (“overnight”) .................................
b. All other maturities (“term”) ...............................................................................................................

Bil

If yes, list the city and state of each other related U.S. agency and branch included in the report:
(TEX1 9130, TEX1 9200)
City, State
(TEX2 9130, TEX2 9200)
City, State
(TEX3 9130, TEX3 9200)
City, State
(TEX4 9130, TEX4 9200)
City, State
(TEX5 9130, TEX5 9200)
City, State
(TEX6 9130, TEX6 9200)
City, State

Thou

CRCB
5552
CRCB
5553

M1.a.
M1.b.

CRCB
5554
CRCB
5555

M.2.a.(1)
M.2.a.(2)

CRCB
5556
CRCB
5557

M.2.b.(1)
M.2.b.(2)

CRCB
5558
CRCB
5559

M.3.a.
M.3.b.

CRCB
5560
CRCB
5561

M.4.a.
M.4.b.
YES

Does this supplement include data covering other related U.S. agencies or branches? ...........................

Mil

CRCB
6862

NO