Information Collection

Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP

IC 34108 under ICR 200803-3235-024 · OMB 3235-0043.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0043 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 1939 (9-02) Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP Form and Instruction
SEC 1939 (9-02) Form SIP, Application or Amendment to Application for Re formsip.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP	Agency IC Tracking Number:	270-23

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 1939 (9-02)	Form SIP, Application or Amendment to Application for Registration as Securities Information Processor Under The Securities Exchange Act of 1934	formsip.pdf		No		Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	400	400
Annual IC Cost Burden (Dollars)	1,000	1,000

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.