OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Rule 609 and Form SIP

OMB 3235-0043 ยท SEC.

OMB 3235-0043

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form SEC 1939 (9-02) Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIPForm and Instruction
Rule 609 Supporting Statement (final).pdfSupporting Statement A
Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
201101-3235-008 Extension without change of a currently approved collection 2011-06-23 Approved without change
200803-3235-024 Extension without change of a currently approved collection 2008-06-16 Approved without change
200506-3235-018 Extension without change of a currently approved collection 2005-06-16 Approved without change
200204-3235-012 Extension without change of a currently approved collection 2002-04-23 Approved without change
199904-3235-011 Extension without change of a currently approved collection 1999-04-13 Approved without change
199605-3235-018 Extension without change of a currently approved collection 1996-05-24 Approved without change
199307-3235-001 Extension without change of a currently approved collection 1993-07-12 Approved without change
199010-3235-006 Extension without change of a currently approved collection 1990-10-09 Approved without change
198904-3235-032 No material or nonsubstantive change to a currently approved collection 1989-04-10 Approved with change
198709-3235-004 Extension without change of a currently approved collection 1987-09-21 Approved without change
198407-3235-015 Extension without change of a currently approved collection 1984-07-31 Approved without change
198107-3235-028 New collection (Request for a new OMB Control Number) 1981-07-21 Approved without change
198107-3235-020 New collection (Request for a new OMB Control Number) 1981-07-21 Approved without change