Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP

ICR 200506-3235-018

OMB: 3235-0043

Federal Form Document

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Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0043 200506-3235-018
Historical Active 200204-3235-012
SEC
Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP
Extension without change of a currently approved collection   No
Regular
Approved without change 08/24/2005
Retrieve Notice of Action (NOA) 06/16/2005
  Inventory as of this Action Requested Previously Approved
08/31/2008 08/31/2008 08/31/2005
1 0 1
400 0 400
1,000 0 1,000

Under Section 11A(b) of the Securities Exchange Act of 1934, 15 USC 78k-1(b), the Commission must make certain findings before it may grant an application for registration as an exclusive securities information processor. Rule 11Ab2-1 and Form SIP, adopted in 1975, are designed to provide the Commission with information that is necessary to enable it to make the required findings.

None
None


No

1
IC Title Form No. Form Name
Application for Registration of Securities Information Processors - Rule 11Ab2-1 and Form SIP SIP

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 1 0 0 0 0
Annual Time Burden (Hours) 400 400 0 0 0 0
Annual Cost Burden (Dollars) 1,000 1,000 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/16/2005


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