APPLICATON FOR REGISTRATION OF SECURITIES INFORMATION PROCESSORS--RULE 11AB2-1 AND FORM SIP

ICR 198107-3235-020

OMB: 3235-0043

Federal Form Document

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ICR Details
3235-0043 198107-3235-020
Historical Active
SEC
APPLICATON FOR REGISTRATION OF SECURITIES INFORMATION PROCESSORS--RULE 11AB2-1 AND FORM SIP
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 09/14/1981
Retrieve Notice of Action (NOA) 07/21/1981
  Inventory as of this Action Requested Previously Approved
09/30/1984 09/30/1984
1 0 0
440 0 0
0 0 0

UNDER SECTION 11A(B) OF THE SECURITIES EXCHANGE ACT OF 1934 (THE "ACT" THE COMMISSION MUST MAKE CERTAIN SPECIFIED FINDINGS BEFORE IT CAN GRAN AN APPLICATION FOR REGISTRATION AS AN EXCLUSIVE SECURITIES INFORMATION PROCESSOR. RULE 11AB2-1 AND FORM SIP, ADOPTED IN 1975, ARE DESIGNED T PROVIDE THE COMMISSION WITH INFORMATION THAT IS NECESSARY TO ENABLE IT TO MAKE THE REQUIRED FINDINGS.

None
None


No

1
IC Title Form No. Form Name
APPLICATON FOR REGISTRATION OF SECURITIES INFORMATION PROCESSORS--RULE 11AB2-1 AND FORM SIP

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1 0 0 0 1 0
Annual Time Burden (Hours) 440 0 0 0 440 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/21/1981


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