Study on the Impact of Companies' Compliance with the Requirements Implementing Section 404 of the Sarbanes-Oxley Act of 2002

ICR 200804-3235-008

OMB: 3235-0641

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2008-06-19
Supporting Statement B
2008-04-15
Supporting Statement A
2008-06-19
Supplementary Document
2008-04-10
Supplementary Document
2008-04-10
ICR Details
3235-0641 200804-3235-008
Historical Active
SEC 270-575
Study on the Impact of Companies' Compliance with the Requirements Implementing Section 404 of the Sarbanes-Oxley Act of 2002
New collection (Request for a new OMB Control Number)   No
Regular
Approved with change 06/19/2008
Retrieve Notice of Action (NOA) 04/16/2008
This survey project is approved for one year, resived as indicated in the cleared versions of the survey instrument and supporting statement. OMB requests that the agency provide a report on the results of this survey research, including information regarding response rates and measures to address potential non-response bias.
  Inventory as of this Action Requested Previously Approved
06/30/2009 36 Months From Approved
11,000 0 0
11,000 0 0
0 0 0

We plan to undertake a study to determine whether the Section 404(b) auditor attestation requirement is being implemented in a manner that will be cost-effective for smaller reporting companies.

None
None

Not associated with rulemaking

  73 FR 7614 01/23/2006
73 FR 20073 04/14/2008
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 11,000 0 0 11,000 0 0
Annual Time Burden (Hours) 11,000 0 0 11,000 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The Commission is undertaking a study to inform its evaluation of the effectiveness and efficiency of rules implementing Section 404 of the Sarbanes-Oxley Act of 2002.

$700,000
Yes Part B of Supporting Statement
No
Uncollected
Uncollected
Uncollected
Uncollected
Cindy Alexander 2025516602

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/16/2008


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