Application and Termination Notice for Municipal Securities Dealer Principal or Representative

ICR 200806-1550-003

OMB: 1550-0123

Federal Form Document

ICR Details
1550-0123 200806-1550-003
Historical Active
TREAS/OTS
Application and Termination Notice for Municipal Securities Dealer Principal or Representative
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 08/30/2008
Retrieve Notice of Action (NOA) 06/11/2008
  Inventory as of this Action Requested Previously Approved
08/31/2011 36 Months From Approved
14 0 0
11 0 0
0 0 0

The forms collect information from certain employees of OTS supervised savings associations that act in a municipal securities dealer capacity.

US Code: 15 USC 78o-4, 78q and 78w Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  73 FR 56 03/21/2008
73 FR 111 06/09/2008
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 14 0 0 14 0 0
Annual Time Burden (Hours) 11 0 0 11 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
OTS is citing an increase in the inventory due to the fact that this is a new collection.

No
No
Uncollected
Uncollected
Uncollected
Uncollected
Judi McCormick 202 906-5636

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/11/2008


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