Form S-1 Registration Statement

ICR 200807-3235-003

OMB: 3235-0065

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supplementary Document
2008-07-07
Supporting Statement A
2008-07-03
IC Document Collections
IC ID
Document
Title
Status
34231 Modified
ICR Details
3235-0065 200807-3235-003
Historical Inactive 200802-3235-018
SEC 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 08/04/2008
Retrieve Notice of Action (NOA) 07/07/2008
In accordance with 5 CFR 1320, OMB is withholding approval at this time. The agency shall examine public comment in response to the NPRM and will include in the supporting statement of the next ICR--to be submitted to OMB at the final rule stage--a description of how the agency has responded to any public comments on the ICR, including comments on maximizing the practical utility of the collection and minimizing the burden. This action has no effect on any current approvals.
  Inventory as of this Action Requested Previously Approved
03/31/2011 36 Months From Approved 03/31/2011
471 0 471
138,474 0 138,474
166,168,800 0 166,168,800

Form S-1 under the Securities Act is by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 77f, 77g, 77h, 77j, 77s(a) Name of Law: Securities Act of 1933
  
None

3235-AK16 Proposed rulemaking 73 FR 37752 07/01/2008

No

1
IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1 - Registration Statement

Yes
Changing Regulations
No
The proposed rule contains a new definition of “annuity contract” that, on a prospective basis, would define a class of indexed annuities that are outside the scope of Section 3(a)(8) of the Securities Act, which provides an exemption under the Securities Act for certain insurance contracts.

$20,800,000
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Keith Carpenter 202 942-0679

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/07/2008


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