Information Collection

Rule 17Ab2-1 Registration of Clearing Agencies (17 CFR 24017Ab2- 1a) and Form CA-1 (17 CFR 249b.200

IC 34540 under ICR 200807-3235-011 · OMB 3235-0195.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0195 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 1853 Rule 17Ab2-1 Registration of Clearing Agencies (17 CFR 24017Ab2- 1a) and Form CA-1 (17 CFR 249b.200	Form
SEC 1853 Form CA-1 formca-1.pdf www.sec.gov/about/forms/formca-1.pdf	Form

IC Title:

Rule 17Ab2-1 Registration of Clearing Agencies (17 CFR 24017Ab2- 1a) and Form CA-1 (17 CFR 249b.200

Agency IC Tracking Number:

270-203

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17Ab2-1

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 1853	Form CA-1	formca-1.pdf	http://www.sec.gov/about/forms/formca-1.pdf	No		Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	130	130
Annual IC Cost Burden (Dollars)	18,000	18,000

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.