Information Collection

Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T

IC 182044 under ICR 200807-3235-015 · OMB 3235-0630.

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IC Title:	Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 275.206(3)-3T

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 380	Number of Respondents for Small Entity: 25

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	19,185	185	19,000
Annual IC Time Burden (Hours)	496,290	1,850	494,440
Annual IC Cost Burden (Dollars)	13,272,300	222,000	13,050,300

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