OMB control number
Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T.
OMB 3235-0630 · SEC.
OMB 3235-0630
Latest Forms, Documents, and Supporting Material
Document Name |
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Supporting Statement A |
Supplementary Document |
Rule 206(3)-3T Supporting statement.pdf
Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T All Historical Document Collections
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Approved without change |
Extension without change of a currently approved collection | 2014-05-22 | |
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Approved without change |
Extension without change of a currently approved collection | 2011-03-09 | |
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Preapproved |
Revision of a currently approved collection | 2008-07-14 | |
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Approved without change |
Extension without change of a currently approved collection | 2008-01-24 | |
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Approved without change |
Revision of a currently approved collection | 2007-10-01 | |
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Preapproved |
New collection (Request for a new OMB Control Number) | 2007-09-19 |