OMB control number
Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T.
OMB 3235-0630 · SEC.
OMB 3235-0630
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Rule 206(3)-3T Supporting statement.pdf | Supporting Statement A |
| Rule 206(3)-3T.pdf | Supplementary Document |
 Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T |
Information collection |
All Historical Document Collections
| Reference | Filing | Received | Concluded | Action |
|---|---|---|---|---|
| 201402-3235-006 | Extension without change of a currently approved collection | 2014-05-22 | Approved without change | |
| 201101-3235-001 | Extension without change of a currently approved collection | 2011-03-09 | Approved without change | |
| 200807-3235-015 | Revision of a currently approved collection | 2008-07-14 | Preapproved | |
| 200711-3235-001 | Extension without change of a currently approved collection | 2008-01-24 | Approved without change | |
| 200710-3235-001 | Revision of a currently approved collection | 2007-10-01 | Approved without change | |
| 200709-3235-019 | New collection (Request for a new OMB Control Number) | 2007-09-19 | Preapproved |