Information Collection

Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T

IC 182044 under ICR 201402-3235-006 · OMB 3235-0630.

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IC Title:

Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 275.206(3)-3T

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 278

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	13,900	-5,100	19,000
Annual IC Time Burden (Hours)	139,358	-239,634	378,992
Annual IC Cost Burden (Dollars)	366,662	-457,558	824,220

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