Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T

Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T.

OMB: 3235-0630

IC ID: 182044

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Temporary rule for principal trades with certain advisory clients, rule 206(3)-3T
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR 275.206(3)-3T

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

278 0
   
Private Sector Businesses or other for-profits
 
   0 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 13,900 0 0 -5,100 0 19,000
Annual IC Time Burden (Hours) 139,358 0 0 -239,634 0 378,992
Annual IC Cost Burden (Dollars) 366,662 0 0 -457,558 0 824,220

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