Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies

ICR 200808-3235-004

OMB: 3235-0488

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2008-12-08
ICR Details
3235-0488 200808-3235-004
Historical Active 200601-3235-004
SEC IM 270-435
Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies
Extension without change of a currently approved collection   No
Regular
Approved without change 02/03/2009
Retrieve Notice of Action (NOA) 12/08/2008
  Inventory as of this Action Requested Previously Approved
02/29/2012 36 Months From Approved 04/30/2009
363 0 316
3,390 0 3,181
1,179,000 0 954,000

Rule 498 allows open-end management investment companies to use a summary prospectus (a "profile") for distribution to investors. Summary disclosure assists investors in evaluating and comparing the many fund investments available. Investors may choose to invest from an application included in the profile or to request additional information, including the fund prospectus.

US Code: 15 USC 77e(b)(1) Name of Law: Securities Act of 1933
   US Code: 15 USC 77b(10) Name of Law: Securities Act of 1933
   US Code: 15 USC 77j Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-24(g) Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  73 FR 57160 10/01/2008
73 FR 74537 12/08/2008
No

1
IC Title Form No. Form Name
Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 363 316 0 0 47 0
Annual Time Burden (Hours) 3,390 3,181 0 0 209 0
Annual Cost Burden (Dollars) 1,179,000 954,000 0 0 225,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Devin Sullivan 202 551-6788 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
12/08/2008


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