Information Collection

Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies

IC 35232 under ICR 200808-3235-004 · OMB 3235-0488.

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IC Title:

Rule 498 under the Securities Act of 1933, Profiles for Certain Open-End Management Investment Companies

Agency IC Tracking Number:

270-435

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 230.498

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 363

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	363	47	316
Annual IC Time Burden (Hours)	3,390	209	3,181
Annual IC Cost Burden (Dollars)	1,179,000	225,000	954,000

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