Information Collection

Rule 6e-2 under the Investment Company Act of 1940

IC 34505 under ICR 200809-3235-008 · OMB 3235-0177.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0177 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC-1130 Rule 6e-2 under the Investment Company Act of 1940	Form and Instruction
SEC-1130 Form N-6E1-1 SEC1130(N-6EI-1).pdf www.sec.gov/about/forms/formn-6e1-1.pdf	Form and Instruction

IC Title:

Rule 6e-2 under the Investment Company Act of 1940

Agency IC Tracking Number:

270-177

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Required to Obtain or Retain Benefits

CFR Citation: 17 CFR 270.6e-2 17 CFR 270.6e-3(T)

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC-1130	Form N-6E1-1	SEC1130(N-6EI-1).pdf	http://www.sec.gov/about/forms/formn-6e1-1.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 1

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.