Rule 17f-2 (17 CFR 270.17f-2) under the Investment Company Act of 1940, Custody of Investments by Registered Management Investment Company.

ICR 200810-3235-003

OMB: 3235-0223

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2009-03-31
ICR Details
3235-0223 200810-3235-003
Historical Active 200605-3235-008
SEC IM-270-233
Rule 17f-2 (17 CFR 270.17f-2) under the Investment Company Act of 1940, Custody of Investments by Registered Management Investment Company.
Extension without change of a currently approved collection   No
Regular
Approved without change 06/19/2009
Retrieve Notice of Action (NOA) 03/31/2009
  Inventory as of this Action Requested Previously Approved
06/30/2012 36 Months From Approved 07/31/2009
282,300 0 37,800
81,300 0 13,300
9,500,000 0 8,000,000

Rule 17f-2 establishes safeguards for arrangements in which a registered management investment company is deemed to maintain custody of its own assets, such as when the company maintains assets in a facility that provides safekeeping but not custodial services.

US Code: 15 USC 80a Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  73 FR 72871 12/01/2008
74 FR 14597 03/31/2009
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 282,300 37,800 0 0 244,500 0
Annual Time Burden (Hours) 81,300 13,300 0 0 68,000 0
Annual Cost Burden (Dollars) 9,500,000 8,000,000 0 0 1,500,000 0
No
No
The estimated total annual hour burden for rule 17f-2 has increased from 13,300 hours to 81,300 hours. The estimated total annual cost has increased from $8 million to $9.5 million. The increase in hours is attributable to: (i) an increase in the number of funds relying on rule 17f 2; and (ii) a significant increase in the number of notations. The increase in the total annual cost burden is attributable to an increase in the number of funds relying on rule 17f 2.

$0
No
No
Uncollected
Uncollected
No
Uncollected
Adam Glazer 202 551-6792

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/31/2009


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