Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

ICR 200812-3235-002

OMB: 3235-0636

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2007-11-13
ICR Details
3235-0636 200812-3235-002
Historical Active 200710-3235-005
SEC 270-572
Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications
Existing collection in use without an OMB Control Number   No
Regular
Approved without change 12/04/2008
Retrieve Notice of Action (NOA) 12/04/2008
  Inventory as of this Action Requested Previously Approved
02/28/2011 36 Months From Approved
125 0 0
3,650 0 0
5,202,450 0 0

Rule 0-2 under the Investment Company Act of 1940 provides general instructions for filing an application with the Commission. Respondents to the collection are applying for orders of the Commission exempting them from one or more provisions of the Investment Company Act. Applicants for orders can include registered investment companies, affiliated persons of registered investment companies, and issuers seeking to avoid investment company status among other entitles

US Code: 15 USC 80a-1 et seq. Name of Law: Investment Company Act of 1940
  
None

3235-AJ81 Final or interim final rulemaking 73 FR 65516 11/04/2008

No

1
IC Title Form No. Form Name
Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 125 0 0 125 0 0
Annual Time Burden (Hours) 3,650 0 0 3,650 0 0
Annual Cost Burden (Dollars) 5,202,450 0 0 5,202,450 0 0
Yes
Changing Regulations
No
Rule 0-2 is a collection of information currently in use without a control number. We are submitting the rule to OMB for approval under the PRA.

No
No
Uncollected
Uncollected
Uncollected
Uncollected
Heather Fernandez 2025516708 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
11/13/2007


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