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OMB control number

Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

OMB 3235-0636 · SEC.

OMB 3235-0636

Rule 0-2 under the Investment Company Act of 1940 provides general instructions for filing an application with the Commission. Respondents to the collection are applying for orders of the Commission exempting them from one or more provisions of the Investment Company Act. Applicants for orders can include registered investment companies, affiliated persons of registered investment companies, and issuers seeking to avoid investment company status among other entities

The latest form for Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications expires 2026-12-31 and is listed under ICR 202308-3235-005.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
3235-0636.pdf Supplementary Document
3235-0636.pdf Supplementary Document
Rule 0-2 Supporting Statement 2023.pdfSupporting Statement A
Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202308-3235-005 Extension without change of a currently approved collection 2023-11-13 Approved without change
202012-3235-011 Revision of a currently approved collection 2021-01-21 Approved without change
201912-3235-002 Revision of a currently approved collection 2019-12-03 Approved without change
201905-3235-009 Extension without change of a currently approved collection 2019-08-16 Approved without change
201902-3235-021 Revision of a currently approved collection 2019-04-09 Comment filed on proposed rule and continue
201808-3235-013 Revision of a currently approved collection 2018-08-28 Comment filed on proposed rule and continue
201602-3235-008 Extension without change of a currently approved collection 2016-08-23 Approved without change
201307-3235-017 Extension without change of a currently approved collection 2013-07-26 Approved without change
201007-3235-014 Extension without change of a currently approved collection 2010-09-08 Approved without change
200812-3235-002 Revision of a currently approved collection 2008-12-04 Approved without change
200710-3235-005 Existing collection in use without an OMB Control Number 2007-11-13 Preapproved