Claimant's Medications

Forms and Documents

Document Name	Status
Form HA-4632 Claimant's Medication, 20 CFR 404.1512, 416.912 Form	Modified
Addendum to Supporting Statement 0289.doc Supplementary Document	2009-06-15
SUPPORTING STATEMENT 0289.doc Supporting Statement A	2009-06-10
FW HA-4632.htm; OMB comments on 0960-0289-augmented response.htm Supplementary Document	2006-08-11

IC Document Collections

IC ID	Document Title	Status
43700	Claimant's Medication, 20 CFR 404.1512, 416.912 Form	Modified
189495	Claimant's Medications Other-Electronic Screens	New

ICR Details

OMB Control No: 0960-0289	ICR Reference No: 200902-0960-006
Status: Historical Active	Previous ICR Reference No: 200606-0960-016
Agency/Subagency: SSA	Agency Tracking No:
Title: Claimant's Medications
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 10/19/2009
	Date Received in OIRA: 06/15/2009
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2012	36 Months From Approved	10/31/2009
Responses	200,000	0	171,939
Time Burden (Hours)	50,000	0	42,985
Cost Burden (Dollars)	0	0	0

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Abstract: In cases where a claimant is requesting a hearing after denial of his or her claim for Social Security benefits, SSA uses Form HA-4632 to request information from the claimant regarding the medications they are using. This information helps the Administrative Law Judge hearing the case to inquire fully into the medical treatment the claimant is receiving and the effect of medications on the claimant's medical impairments and functional capacity. Respondents are applicants for Old Age, Survivors, and Disability Insurance benefits and/or Supplemental Security Income payments.

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Authorizing Statute(s): US Code: 42 USC 1383 Name of Law: Precedure for payment of benefits
   US Code: 42 USC 405 Name of Law: Evidenc, procedure, and certification for payments
   US Code: 42 USC 423 Name of Law: disability insurance benefit payments
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 7506	02/17/2009
30-day Notice:	Federal Register Citation:	Citation Date:
	74 FR 18782	04/24/2009
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

IC Title	Form No.	Form Name
Claimant's Medication, 20 CFR 404.1512, 416.912	HA-4632	Claimant's Medications
Claimant's Medications

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	200,000	171,939	0	0	28,061	0
Annual Time Burden (Hours)	50,000	42,985	0	0	7,015	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in the burden hours relates proportionately to the increased number of claims filed over the last 3 years. Further, prior to ROCIS we could not show the separation of collection methods in the burden.

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Annual Cost to Federal Government: $308,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Is the Supporting Statement intended to be a Privacy Impact Assessment required by the E-Government Act of 2002? No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? Uncollected

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? Uncollected

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/15/2009

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