Information Collection

Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions

IC 34991 under ICR 200902-3235-008 · OMB 3235-0394.

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Information Collection (IC) Details

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IC Title:	Rule 15g-5; Disclosure of Compensation of Associated Persons in Connection with Penny Stock Transactions	Agency IC Tracking Number:	270-348

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15g-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 240	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1,620,000	1,620,000
Annual IC Time Burden (Hours)	24,000	24,000
Annual IC Cost Burden (Dollars)	0	0

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