Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

ICR 200903-3235-003

OMB: 3235-0057

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2009-03-13
IC Document Collections
ICR Details
3235-0057 200903-3235-003
Historical Inactive 200701-3235-041
SEC 270-57
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)
Revision of a currently approved collection   No
Regular
Preapproved 05/12/2009
Retrieve Notice of Action (NOA) 03/16/2009
Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.
  Inventory as of this Action Requested Previously Approved
05/31/2012 36 Months From Approved 02/28/2010
680 0 680
52,340 0 52,337
6,978,466 0 5,951,639

Schedule 14C is filed by issuers of securities that are registered under Section 12 of the Securities Exchange Act of 1934 in connection with a consent solicitation.

US Code: 15 USC 7202;78u(c)(2), 7218;77s(c) Name of Law: Sarbanes-Oxley Act of 2002
   US Code: 15 USC 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78c, 78l, 78m, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
  
None

3235-AJ93 Proposed rulemaking 73 FR 70816 11/21/2008

No

1
IC Title Form No. Form Name
Regulation 14C (Commission Rules 14c-1 through 14c-7 and Schedule 14C)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 680 680 0 0 0 0
Annual Time Burden (Hours) 52,340 52,337 0 3 0 0
Annual Cost Burden (Dollars) 6,978,466 5,951,639 0 199 1,026,628 0
Yes
Changing Regulations
No
See Question 15 of the Supporting Statement.

$75,000
No
No
Uncollected
Uncollected
No
Uncollected
N. Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/16/2009


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