Ss 2009 0261

SS 2009 0261.doc

Requirements for Requests to Amend Import Regulations

OMB: 0579-0261

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May 2009

Supporting Statement

Requirements for Request to Amend

7 CFR Part 319 Import Regulations

OMB NO. 0579-0261


A. Justification


1. Explain the circumstances that make the collection of information necessary. Identify any legal or administrative requirements that necessitate the collection.


The United States Department of Agriculture (USDA), Animal and Plant Health Inspection Service (APHIS), is responsible for preventing plant diseases or insect pests from entering the United States, preventing the spread of pests and noxious weeds not widely distributed in the United States, and eradicating those imported pests when eradication is feasible. The Plant Protection Act authorizes the Department to carry out this mission.


The regulations contained in 7 CFR Part 319 (referred to as the regulations) prohibit or restrict the importation of plants, plant parts, and plant products into the United States in accordance with the authority conferred on the Secretary of Agriculture by the Plant Protection Act (7 U.S.C. 7701 et seq.).


APHIS has established regulations governing the submission of requests for changes in its regulations that restrict the importation of plants, plant parts, and plant products. This collection provides the basic information APHIS requires to properly consider requests and helps to ensure that APHIS is provided with the information required to prepare a risk analysis and/or other analyses that evaluate the risks and other effects associated with a final ruling to change a regulation.


APHIS is asking OMB to approve, for 3 years, its use of this information collection.



2. Indicate how, by whom, and for what purpose the information is to be used. Except for a new collection, indicate the actual use the agency has made of the information received from the current collection.


Request Changes to Import Regulations – Persons who request changes to the import regulations and who wish to import plants, plant parts, or plant products that are not allowed importation into the United States must file a request with APHIS for consideration to determine whether the new commodity may be safely imported. This process requires the use of information collection activities, including information about the requestor, information about the commodity to be imported, shipping information, a description of pests and diseases associated with the commodity, risk mitigation or management strategies, and additional information as determined by APHIS to complete a pest risk analysis in accordance with international standards.



3. Describe whether, and to what extent, the collection of information involves the use of automated, electronic, mechanical, or other forms of information technology, e.g., permitting electronic submission of responses, and the basis for the decision for adopting this means of collection. Also describe any consideration of using information technology to reduce burden.


The initial request can be automated using a word document.



4. Describe efforts to identify duplication. Show specifically why any similar information already available cannot be used or modified for use for the purpose described in item 2 above.


The information APHIS collects is exclusive to its mission of preventing the introduction of plant pests and plant diseases into the United States. The information is not available from any other source.



5. If the collection of information impacts small businesses or other small entities, describe any methods used to minimize burden.


APHIS has no small entities involved in this information collection.



6. Describe the consequences to Federal program or policy activities if the collection is not conducted or is conducted less frequently, as well as any technical or legal obstacles to reducing burden.


Failing to collect this information would cripple APHIS’ ability to conduct a risk analysis or other analyses in the timeframe required. Codification of these requirements would provide a regulatory mechanism under which APHIS could refuse to consider requests for which proper background information is not provided.


7. Explain any special circumstances that require the collection to be conducted in a manner inconsistent with the general information collection guidelines in 5 CFR 1320.5.


This information collection is conducted in a manner consistent with the guidelines established in 5 CFR 1320.5.

8. Describe efforts to consult with persons outside the agency to obtain their views on the availability of data, frequency of collection, the clarity of instructions and recordkeeping, disclosure, or reporting form, and on the data elements to be recorded, disclosed, or reported. If applicable, provide a copy and identify the date and page number of publication in the Federal Register of the agency’s notice, soliciting comments on the information collection prior to submission to OMB.


The following individuals were consulted during 2008:


Ralph T. Ross

Surebeam Corp.

231 G. Street, SW

Washington, DC 20024

202-863-0816


Robert C. Venette, Ph. D.

University of Minnesota

1980 Folwell Ave.

219 Hodson Hall

St. Paul, MN 55108

(V) 612-624-1956


Erhard John Dobesberger, Ph. D.

Program Entomologist

Canadian Food Inspection Agency

Plant Health Risk Assessment Unit

3851 Fallowfield Road, Nepean

Ontario, Canada K2h 8P9

(V)(613)228-6698 # 5936, (F) (613)228-6662

E-mail: [email protected]

On Wednesday, November 19, 2008, pages 69601-69602, APHIS published in the Federal Register, a 60-day notice seeking public comments on its plans to request a 3-year renewal of this collection of information. One comment from the public was received; however, it was a general comment from an anonymous American citizen and had nothing to do with paperwork burden.



9. Explain any decision to provide any payment or gift to respondents, other than reenumeration of contractors or grantees.


This information collection activity involves no payments or gifts to respondents.


10. Describe any assurance of confidentiality provided to respondents and the basis for the assurance in stature, regulation, or agency policy.


No additional assurance of confidentiality is provided with this information collection. However, the confidentiality of information is protected under 5 U.S.C. 552a.


11. Provide additional justification for any questions of a sensitive nature, such as sexual behavior and attitudes, religious beliefs, and others that are considered private. This justification should include the reasons why the agency considers the questions necessary, the specific uses to be made of the information, the explanation to be given to persons from whom the information is requested, and any steps to be taken to obtain their consent.


This information collection activity asks no questions of personal or sensitive nature.



12. Provide estimates of the hour burden of the collection of information. Indicate the number of respondents, frequency of response, annual hour burden, and an explanation of how the burden was estimated.


. Indicate the number of respondents, frequency of response, annual hour burden, and an explanation of how the burden was estimated. If this request for approval covers more than one form, provide separate hour burden estimates for each form and aggregate the hour burdens in Item 13 of OMB Form 83-I.


See APHIS Form 71 for hour burden estimates.


. Provide estimates of annualized cost to respondents for the hour burdens for collections of information, identifying and using appropriate wage rate categories.


The total cost to respondents is computed by multiplying their average wage by the total number of hours needed to complete the work. $22.49 X 4,200 hours = $94,458.


The hourly rate is derived from the U.S. Department of Labor, Bureau of Labor Statistics May 2008 Report – Occupational Employment and Wages in the United States. See http://www.bls.gov/oes/



13. Provide estimates of the total annual cost burden to respondents or recordkeepers resulting from the collection of information, (do not include the cost of any hour burden shown in items 12 and 14). The cost estimates should be split into two components: (a) a total capital and start-up cost component annualized over its expected useful life; and (b) a total operation and maintenance and purchase of services component.


There is zero annual cost burden associated with capital and start-up, operation and maintenance, and the purchase of services in connection with this program.


14. Provide estimates of annualized cost to the Federal government. Provide a description of the method used to estimate cost and any other expense that would not have been incurred without this collection of information.


The estimated cost for the Federal Government is $146,766.98. (see APHIS 79 attached).



15. Explain the reasons for any program changes or adjustments reported in Items 13 or 14 of the OMB Form 83-I.


There is a program change increase of 3,900 burden hours due to the way the agency is now collecting information. Previously, PPQ Form 587 was used, and the time to complete the form was .5 hours per response. Currently, there are no forms associated with the collection; however, changing import regulations (which includes preparing a pest risk analysis in accordance with international standards) now takes each respondent 40 hours to complete the process.



16. For collections of information whose results are planned to be published, outline plans for tabulation and publication.


APHIS has no plans to publish information collected in connection with this program.



17. If seeking approval to not display the expiration date for OMB approval of the information collection, explain the reasons that display would be inappropriate.


There are no forms associated with this information collection.



18. Explain each exception to the certification statement identified in the “Certification for Paperwork Reduction Act.”


APHIS is able to certify compliance with all the provisions under the Act.


B. Collections of Information Employing Statistical Methods


Statistical methods are not used in this information collection.








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