Form OTS Form 1313 OTS Form 1313 Thrift Financial Report

Thrift Financial Report

1550.0023.TFR.Form.1313.12.23.09

Thrift Financial Report

OMB: 1550-0023

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OTS Form 1313
Rev. December 2010

Thrift Financial Report
Proposed December 2010

Office of Thrift Supervision
1700 G Street, N.W.
Washington, DC 20552

OTS Form 1313

OMB No. 1550-0023

OFFICE OF THRIFT SUPERVISION
THRIFT FINANCIAL REPORT

PAPERWORK REDUCTION ACT STATEMENT
The Office of Thrift Supervision will use this information to supervise the
savings associations and to develop regulatory policy.
Collection of the information is mandatory [12 CFR Part 563.180].
The estimated average burden associated with this collection of information
per response is 35.4 hours for quarterly schedules and 2.6 hours for
schedules only required annually (total of 144.2 hours annually). If a valid
OMB Control Number does not appear on this form, you are not required to
complete this form. Send comments regarding this burden estimate or any
other aspect of this collection of information, including suggestions for
reducing this burden to Information Collection Comments, Chief Counsel’s
Office, Office of Thrift Supervision, 1700 G Street, NW, Washington, DC
20552, and to the Office of Management and Budget, Paperwork Reduction
Project (1550-0023), Washington, DC 20503. All comments should
reference OMB Control Number 1550-0023.

OTS Form 1313
Rev. December 2010

OTS Form 1313

Office of Thrift Supervision
2010 Thrift Financial Report
Officers’ and Directors’
Certification

Association ________________________

Docket Number _____________________

For the Thrift Financial Report as of ________________________, 2010
The Thrift Financial Report is required by OTS regulation 12 CFR 563.180 to be filed by all savings
associations as defined in 12 CFR 561.43. OTS regulation 12 CFR 563.180(b) requires that no false or
misleading statements or omission shall knowingly be made in financial reports filed with OTS. This
certification is required under 12 U.S.C. 1817(a) (3).
The Statements of Condition and Operations (including all supporting schedules) must be signed by an
authorized officer of the reporting savings association. The Statements of Condition and Operations are
to be prepared in accordance with Office of Thrift Supervision instructions
This certification form must be retained in the file of the reporting savings association and be available
for inspection by OTS.

I, _________________________________, of the

We, the undersigned directors, attest to the
correctness of this Statement of Condition (including
the supporting schedules) and declare that it has been
examined by us and to the best of our knowledge and
belief has been prepared in conformance with the
instructions issued by the Office of Thrift Supervision
and is true and correct.

(Name and Title of Officer Authorized to Sign Report)

named savings association do hereby declare that
these Statements of Condition and Operations
(including the supporting schedules) have been
prepared in conformance with the instructions
issued by the Office of Thrift Supervision and are
true to the best of my knowledge and belief.

_________________________________________
Director

________________________________________

_________________________________________

Signature of Officer Authorized to Sign Report

Director

________________________________________

_________________________________________

Date of Signature

Director

OTS Form 1313

-1-

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule NS – Optional Narrative Statement

OPTIONAL NARRATIVE STATEMENT
The management of the reporting savings association may, if it wishes, submit a brief narrative statement on the
amounts reported in the TFR or other pertinent information about your association that affects this report, such as
mergers and other structural changes. This optional statement will be made available to the public, along with
other public portions of the TFR. If you choose to submit a narrative statement, you should ensure that it does not
contain the names or other identification of individual customers, references to confidential (nonpublic) data items
of the TFR, or any other information that you are not willing to have made public or that would compromise the
privacy of your customers.
This statement should not exceed 750 characters, including punctuation and spacing. Any information in excess
of 750 characters will be truncated.
All information in this narrative statement must be accurate and not misleading. You should print a copy of this
statement and keep it with the TFR for your records. If subsequent to the original submission, you choose to
delete a narrative statement previously submitted, you may check “No” to the question below (NS100) and submit
an amended report in accordance with the TFR instructions. Your original statement will be deleted from all future
public releases of data. However, you should refer to the General Instructions in the TFR Instruction Manual to
assure that your amendment is filed timely.
The optional narrative statement will appear in OTS records and in releases to the public exactly as
submitted (or amended) by you. The statement will not be edited or screened in any way by OTS for
accuracy or relevance. Disclosure of the statement shall not signify that OTS has verified or confirmed
the accuracy of the information contained therein.
Have you included a narrative statement? ............................................................

NS100

Narrative Statement Made by Savings Association Management

NS110

OTS Form 1313

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YES

NO

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________

Schedule SC – Consolidated Statement of Condition

Report Date __________________ , 2010

(Report in Thousands of Dollars)

ASSETS

Lines

Cash, Deposits, and Investment Securities:
Total ............................
Cash and Non-Interest-Earning Deposits .................................................................
Interest-Earning Deposits in FHLBs..........................................................................
Other Interest-Earning Deposits................................................................................
Federal Funds Sold and Securities Purchased Under Agreements to Resell...........
U.S. Government, Agency, and Sponsored Enterprise Securities............................
Equity Securities Carried at Fair Value ....................................................................
State and Municipal Obligations................................................................................
Securities Backed by Nonmortgage Loans ...............................................................
Other Investment Securities......................................................................................
Accrued Interest Receivable .....................................................................................

SC11
SC110
SC112
SC118
SC125
SC130
SC140
SC180
SC182
SC185
SC191

Mortgage-Backed Securities:
Total ............................
Pass-Through:
Insured or Guaranteed by an Agency or Sponsored Enterprise of the U.S. ...........
Other Pass-Through ................................................................................................
Other Mortgage-Backed Securities (Excluding Bonds):
Issued or Guaranteed by FNMA, FHLMC, or GNMA...............................................
Collateralized by Mortgage-Backed Securities Issued or Guaranteed by
FNMA, FHLMC, or GNMA......................................................................................
Other........................................................................................................................
Accrued Interest Receivable .....................................................................................

SC22

Mortgage Loans:
Total ............................
Construction Loans on:
1-4 Dwelling Units....................................................................................................
Multifamily (5 or More) Dwelling Units .....................................................................
Nonresidential Property ...........................................................................................
Permanent Mortgages on:
1-4 Dwelling Units:
Revolving, Open-End Loans ..................................................................................
All Other:
Secured by First Liens ..........................................................................................
Secured by Junior Liens .......................................................................................
Multifamily (5 or More) Dwelling Units .....................................................................
Nonresidential Property (Except Land)....................................................................
Land.........................................................................................................................

Thou

SC217
SC219
SC222
SC228

SC26
SC230
SC235
SC240

SC251
SC254
SC255
SC256
SC260
SC265
SC272
SC275

Allowance for Loan and Lease Losses .....................................................................

SC283

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Mil

SC210
SC215

Accrued Interest Receivable .....................................................................................
Advances for Taxes and Insurance...........................................................................

OTS Form 1313

Bil

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SC – Consolidated Statement of Condition
(Report in Thousands of Dollars)

Lines

Total ............................

SC31

Commercial Loans:
Total ............................
Secured ...................................................................................................................
Unsecured ...............................................................................................................
Credit Card Loans Outstanding-Business ............................................................
Lease Receivables ..................................................................................................

SC32
SC300
SC303
SC304
SC306

Consumer Loans:
Total ............................
Loans on Deposits ...................................................................................................
Home Improvement Loans (Not secured by real estate) .........................................
Education Loans ......................................................................................................
Auto Loans...............................................................................................................
Mobile Home Loans.................................................................................................
Credit Cards.............................................................................................................
Other, Including Lease Receivables ........................................................................

SC35
SC310
SC316
SC320
SC323
SC326
SC328
SC330

Accrued Interest Receivable .....................................................................................

SC348

Allowance for Loan and Lease Losses .....................................................................

SC357

Repossessed Assets:
Total ............................
Real Estate:
Construction ............................................................................................................
1-4 Dwelling Units....................................................................................................
Multifamily (5 or More) Dwelling Units .....................................................................
Nonresidential (Except Land) ..................................................................................
Land.........................................................................................................................
U.S. Government-Guaranteed or -Insured Real Estate Owned
Other Repossessed Assets.......................................................................................
General Valuation Allowances .................................................................................

SC40
SC405
SC415
SC425
SC426
SC428
SC429
SC430
SC441

Real Estate Held for Investment..............................................................................

SC45

Equity Investments Not Carried at Fair Value:
Total ..................
Federal Home Loan Bank Stock ...............................................................................
Other .........................................................................................................................

SC51
SC510
SC540

Office Premises and Equipment .............................................................................

SC55

Nonmortgage Loans:

OTS Form 1313

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March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SC – Consolidated Statement of Condition
(Report in Thousands of Dollars)

Lines

Other Assets:

Total ............................

Bank-Owned Life Insurance:
Key Person Life Insurance.......................................................................................
Other........................................................................................................................
Intangible Assets:
Servicing Assets On:
Mortgage Loans .....................................................................................................
Nonmortgage Loans...............................................................................................
Goodwill and Other Intangible Assets......................................................................
Interest-Only Strip Receivables and Certain Other Instruments ...............................
Other Assets .............................................................................................................
Memo: Detail of Other Assets
Code
Amount
SC691
SC692
SC693
SC694
SC697
SC698

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SC59

SC615
SC625

SC642
SC644
SC660
SC665
SC689

General Valuation Allowances....................................................................................

SC699

Total Assets ..............................................................................................................

SC60

LIABILITIES
Deposits and Escrows:
Total ............................
Deposits ....................................................................................................................
Escrows.....................................................................................................................
Unamortized Yield Adjustments on Deposits and Escrows .....................................

SC71
SC710
SC712
SC715

Borrowings:
Total ............................
Advances from FHLBank ..........................................................................................
Federal Funds Purchased and Securities Sold Under Agreements to Repurchase
Subordinated Debentures (Including Mandatory Convertible Securities and
Limited-Life Preferred Stock) ...................................................................................
Mortgage Collateralized Securities Issued:
CMOs (including REMICs).......................................................................................
Other Borrowings ......................................................................................................

SC72
SC720
SC730

OTS Form 1313

-5-

SC736
SC740
SC760

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SC – Consolidated Statement of Condition
(Report in Thousands of Dollars)

Lines

Total ............................

SC75

Accrued Interest Payable – Deposits ........................................................................
Accrued Interest Payable - Other..............................................................................
Accrued Taxes ..........................................................................................................
Accounts Payable .....................................................................................................
Deferred Income Taxes.............................................................................................
Other Liabilities and Deferred Income.......................................................................
Memo: Detail of Other Liabilities
Code
Amount
SC791
SC792
SC794
SC795
SC797
SC798

SC763
SC766
SC776
SC780
SC790
SC796

Total Liabilities .........................................................................................................

SC70

Other Liabilities:

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EQUITY CAPITAL
Perpetual Preferred Stock:
Cumulative ................................................................................................................
Noncumulative ..........................................................................................................

SC812
SC814

Common Stock:
Par Value .................................................................................................................
Paid in Excess of Par...............................................................................................

SC820
SC830

Accumulated Other Comprehensive Income:
Total ............................
Accumulated Gains (Losses) on Certain Securities..................................................
Gains (Losses) on Cash Flow Hedges .....................................................................
Other .........................................................................................................................

SC86
SC860
SC865
SC870

Retained Earnings ......................................................................................................

SC880

Other Components of Equity Capital......................................................................

SC891

Total Savings Association Equity Capital..............................................................

SC80

Noncontrolling Interests in Consolidated Subsidiaries ...............................................

SC800

Total Equity Capital ..................................................................................................

SC84

Total Liabilities and Equity Capital ........................................................................

SC90

OTS Form 1313

-6-

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SO – Consolidated Statement of Operations
(Report in Thousands of Dollars)

For the Quarter
Lines

Interest Income:
Total ............................
Deposits and Investment Securities..........................................................................
Mortgage-Backed Securities .....................................................................................
Mortgage Loans ........................................................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Mortgage Loans.............
Nonmortgage Loans:
Commercial Loans and Leases ...............................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Commercial Loans ......
Consumer Loans and Leases..................................................................................
Prepayment Fees, Late Fees, and Assumption Fees for Consumer Loans .........

SO18
SO181
SO185

Interest Expense:
Total.............................
Deposits ....................................................................................................................
Escrows.....................................................................................................................
Advances from FHLBank ..........................................................................................
Subordinated Debentures (Including Mandatory Convertible Securities) .................
Mortgage Collateralized Securities Issued................................................................
Other Borrowed Money .............................................................................................
Capitalized Interest ...................................................................................................

SO21
SO215
SO225
SO230
SO240
SO250
SO260
SO271

Net Interest Income (Expense) Before Provision for Losses on
Interest-Bearing Assets..........................................................................................

SO312

Net Provision for Losses on Interest-Bearing Assets .................................................

SO321

Net Interest Income (Expense) After Provision for Losses on
Interest-Bearing Assets..........................................................................................

SO332

OTS Form 1313

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SO160
SO162
SO171
SO172

Dividend Income on Equity Investments Not Carried at Fair Value:
Total ............................
Federal Home Loan Bank Stock ...............................................................................
Other .........................................................................................................................

Noninterest Income:
Total.............................
Mortgage Loan Servicing Fees .................................................................................
Amortization of and Fair Value Adjustments to Loan Servicing Assets
And Loan Servicing Liabilities..................................................................................
Other Fees and Charges...........................................................................................
Net Income (Loss) from:
Sale of Available-for-Sale Securities .......................................................................
Sale of Loans and Leases Held for Sale .................................................................
Sale of Other Assets Held for Sale..........................................................................
Other-than-Temporary Impairment Charges on Debt and Equity Securities ...........
Operations and Sale of Repossessed Assets .........................................................
LOCOM Adjustments Made to Assets Held for Sale ...............................................
Sale of Securities Held-to-Maturity ..........................................................................
Sale of Loans Held for Investment...........................................................................

Bil

SO11
SO115
SO125
SO141
SO142

SO42
SO410
SO411
SO420
SO430
SO431
SO432
SO441
SO461
SO465
SO467
SO475
March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SO – Consolidated Statement of Operations
(Report in Thousands of Dollars)

For the Quarter
Lines

Sale of Other Assets Held for Investment................................................................
Gains and Losses on Financial Assets and Liabilities Carried at Fair Value...........
Other Noninterest Income .........................................................................................
Memo: Detail of Other Noninterest Income
Code
SO489
SO495
SO497

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SO477
SO485
SO488

Amount
SO492
SO496
SO498
(Report in Thousands of Dollars)

For the Quarter
Lines

Noninterest Expense:
Total ............................
All Personnel Compensation and Expense...............................................................
Legal Expense ..........................................................................................................
Office Occupancy and Equipment Expense..............................................................
Marketing and Other Professional Services..............................................................
Loan Servicing Fees .................................................................................................
Goodwill and Other Intangibles Expense ..................................................................
Net Provision for Losses on Non-Interest-Bearing Assets ........................................
Other Noninterest Expense.......................................................................................
Memo: Detail of Other Noninterest Expense
Code
SO581
SO583
SO585

Mil

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SO51
SO510
SO520
SO530
SO540
SO550
SO560
SO570
SO580

Amount
SO582
SO584
SO586

Income (Loss) Before Income Taxes:.....................................................................

SO60

Income Taxes:
Total.............................
Federal ......................................................................................................................
State, Local, and Other .............................................................................................

SO71
SO710
SO720

Income (Loss) Before Extraordinary Items and Effects of Accounting Changes

SO81

Extraordinary Items, Net of Tax Effect ...................................................................

SO811

Net Income (Loss) Attributable to Savings Association and Noncontrolling
Interests...................................................................................................................
Net Income (Loss) Attributable to Noncontrolling Interests .......................................
Net Income (Loss) Attributable to Savings Association ......................................

SO88
SO880
SO91

OTS Form 1313

Bil

-8-

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule VA – Consolidated Valuation Allowances and Related Data

Reconciliation

Lines

Beginning Balance .............................
Add or Deduct:
Net Provision for Loss ......................
Transfers ..........................................
Add:
Recoveries........................................
Adjustments......................................
Deduct:
Charge-offs.......................................
Ending Balance..................................

(Report in Thousands of Dollars for the Quarter)
Valuation Allowances
General
Specific
Total
Bil
Mil Thou
Lines Bil Mil Thou
Lines Bil Mil Thou

VA105

VA108

VA110

VA115
VA125

VA118
VA128

VA120

VA135
VA145

VA148

VA140
VA150

VA155
VA165

VA158
VA168

VA160
VA170

Charge-offs, Recoveries, and Specific Valuation Allowance Activity

General Valuation Allowances
Charge-offs
(VA 155)

Lines Bil

Mil Thou

Recoveries
(VA135)

Lines Bil

Mil Thou

Specific Valuation
Allowance Provisions
& Transfers from
General Allowances
(VA118 + VA128)

Lines Bil

Mil Thou

Adjusted Net
Charge-offs

Lines Bil

Mil Thou

Deposits and Investment
Mortgage-Backed Securities ... VA370

VA371

VA38
VA372

Total ....... VA46

VA47

VA48

VA49

1-4 Dwelling Units................... VA420

VA421

VA422

VA425

VA431
VA441

VA432
VA442

VA435
VA445

VA447

VA448

VA449

VA457
VA467

VA458
VA468

VA459
VA469

VA471

VA472

VA475

VA481
VA491

VA482
VA492

VA485
VA495

Securities.................................

Mortgage Loans:

VA39
VA375

Construction:
Multifamily (5 or More)
Dwelling Units....................... VA430
Nonresidential Property.......... VA440
Permanent:
1-4 Dwelling Units:
Revolving, Open-End Loans VA446
All Other:
Secured by First Liens ....... VA456
Secured by Junior Liens..... VA466
Multifamily (5 or More)
Dwelling Units....................... VA470
Nonresidential Property
(Except Land) ....................... VA480
Land........................................ VA490

OTS Form 1313

-9-

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule VA – Consolidated Valuation Allowances and Related Data
(Report in Thousands of Dollars for the Quarter)

General Valuation Allowances
Charge-offs
(VA 155)

Lines Bil
Nonmortgage Loans: Total ... VA56
Commercial Loans.................... VA520

Mil Thou

Recoveries
(VA135)

Lines Bil
VA57
VA521

Mil Thou

Specific Valuation
Allowance Provisions
& Transfers from
General Allowances
(VA118 + VA128)

Lines Bil
VA58
VA522

Mil Thou

Adjusted Net
Charge-offs

Lines Bil
VA59
VA525

Mil Thou

Consumer Loans:
Loans on Deposits.................. VA510
Home Improvement Loans ..... VA516
Education Loans..................... VA530
Auto Loans ............................. VA540
Mobile Home Loans................ VA550
Credit Cards ........................... VA556
Other....................................... VA560

VA511
VA517
VA531
VA541
VA551
VA557
VA561

Repossessed Assets: Total ... VA60

VA512
VA518
VA532
VA542
VA552
VA558
VA562

VA515
VA519
VA535
VA545
VA555
VA559
VA565

VA62

VA65

VA606
VA614

VA607
VA615

VA617
VA626
VA629
VA632

VA618
VA627
VA631
VA633

VA72

VA75

VA822
VA932

VA825
VA935

Real Estate:
Construction ........................... VA605
1-4 Dwelling Units................... VA613
Multifamily (5 or More)
Dwelling Units....................... VA616
Nonresidential (Except Land) . VA625
Land........................................ VA628
Other Repossessed Assets ...... VA630
Real Estate Held for
Investment...............................
Equity Investments Not
Carried at Fair Value...............
Other Assets ............................. VA930

OTS Form 1313

VA931

- 10 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule VA – Consolidated Valuation Allowances and Related Data

OTHER ITEMS
(Report in Thousands of Dollars)

Troubled Debt Restructured:
Amount this Quarter ..................................................................................................
Amount Included in Schedule SC in Compliance with Modified Terms ....................
Mortgage Loans Foreclosed During the Quarter:
Total.............................
Construction ..............................................................................................................
Permanent Loans Secured By:
1-4 Dwelling Units....................................................................................................
Multifamily (5 or More) Dwelling Units .....................................................................
Nonresidential (Except Land) ..................................................................................
Land.........................................................................................................................

Lines

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VA940
VA942
VA95
VA951
VA952
VA953
VA954
VA955

Classification of Assets:
End of Quarter Balances:
Special Mention .......................................................................................................
Substandard ............................................................................................................
Doubtful ...................................................................................................................
Loss .........................................................................................................................

VA960
VA965
VA970
VA975

Credit Card Charge-Offs Related to Accrued Interest...........................................

VA979

Purchased Credit-Impaired Loans:
Outstanding Balance (Contractual)..........................................................................
Recorded Investment (Carrying Amount Before Deducting Any Loan
Loss Allowances)..................................................................................................
Allowance Amount Included in Allowance for Loan and Lease
Losses (SC283, SC357) .......................................................................................

OTS Form 1313

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VA980
VA981
VA985

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________

Schedule PD – Consolidated Past Due and Nonaccrual

Report Date __________________ , 2010

PAST DUE AND STILL ACCRUING
30 – 89 DAYS
90 DAYS OR MORE
(Report in Thousands of Dollars)

Lines

Mortgage Loans:
Construction ...............................................
Permanent, Secured by:
1-4 Dwelling Units:
Revolving, Open-End Loans...................
All Other:
Secured by First Liens ..........................
Secured by Junior Liens........................
Multifamily (5 or More) Dwelling Units ......
Nonresidential Property (Except Land).....
Land .........................................................

Bil

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(Report in Thousands of Dollars)

Lines

Bil

Mil Thou

NONACCRUAL
(Report in Thousands of Dollars)

Lines

PD115

PD215

PD315

PD121

PD221

PD321

PD123
PD124
PD125
PD135
PD138

PD223
PD224
PD225
PD235
PD238

PD323
PD324
PD325
PD335
PD338

Nonmortgage Loans:
Commercial Loans .....................................
Consumer Loans:
Loans on Deposits....................................
Home Improvement Loans .......................
Education Loans.......................................
Auto Loans ...............................................
Mobile Home Loans..................................
Credit Cards .............................................
Other ........................................................

PD140

PD240

PD340

PD161
PD163
PD165
PD167
PD169
PD171
PD180

PD261
PD263
PD265
PD267
PD269
PD271
PD280

PD361
PD363
PD365
PD367
PD369
PD371
PD380

Total ..............................................................

PD10

PD20

PD30

PD190

PD290

PD390

PD192

PD292

PD392

PD195

PD295

PD395

PD196

PD296

PD396

PD197

PD297

PD397

Memoranda:
Troubled Debt Restructured Included
in PD115-PD380 .......................................
Loans and Leases Reported in PD115That Are Held for Sale ..............................
Loans and Leases Reported in PD115That Are Wholly or Partially Guaranteed
By the U.S. Government, Agency, or
Sponsored Entity ....................................
Guaranteed Portion of Other Loans and
Leases Included in PD195-PD395
(Exclude Rebooked “GNMA Loans”).........
Rebooked “GNMA Loans” Repurchased
or Eligible for Repurchase Included in
PD195-PD395...........................................

OTS Form 1313

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March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule PD – Consolidated Past Due and Nonaccrual
(Report in Thousands of Dollars)

Loans in Process of Foreclosure:
Construction Loans.......................................................................................................................
1-4 Dwelling Units Secured by Revolving Open-End Loans .........................................................
1-4 Dwelling Units Secured by First Liens ....................................................................................
1-4 Dwelling Units Secured by Junior Liens .................................................................................
Multifamily (5 or More) Dwelling Units ..........................................................................................
Nonresidential Property (Except Land) .........................................................................................
Land Loans ...................................................................................................................................

PD415
PD421
PD423
PD424
PD425
PD435
PD438

Total ................................................................................................................................................

PD40

OTS Form 1313

- 13 -

Lines

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March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ______________________
Docket Number ___________________

Schedule LD – Loan Data

Report Date _________________ , 2010

HIGH LOAN-TO-VALUE LOANS SECURED BY 1-4 AND MULTIFAMILY
PROPERTIES, WITHOUT PMI OR GOVERNMENT GUARANTEE
Balances at Quarter-end:
90% up to 100% LTV: 1-4 Family ........................................................................
90% up to 100% LTV: Multifamily ........................................................................
100% and greater LTV: 1-4 Family ......................................................................
100% and greater LTV: Multifamily ......................................................................
Past Due and Nonaccrual Balances:
Past Due and Still Accruing:
30-89 Days:
90% up to 100% LTV: 1-4 Family ....................................................................
90% up to 100% LTV: Multifamily ....................................................................
100% and greater LTV: 1-4 Family ..................................................................
100% and greater LTV: Multifamily ..................................................................
90 Days or More:
90% up to 100% LTV: 1-4 Family ....................................................................
90% up to 100% LTV: Multifamily ....................................................................
100% and greater LTV: 1-4 Family ..................................................................
100% and greater LTV: Multifamily ..................................................................
Nonaccrual:
90% up to 100% LTV: 1-4 Family ....................................................................
90% up to 100% LTV: Multifamily ....................................................................
100% and greater LTV: 1-4 Family ..................................................................
100% and greater LTV: Multifamily ..................................................................
Charge-offs and Recoveries:
Net Charge-offs (including Specific Valuation Allowance Provisions & Transfers
From General to Specific Allowances)
90% up to 100% LTV: 1-4 Family ....................................................................
90% up to 100% LTV: Multifamily ....................................................................
100% and greater LTV: 1-4 Family ..................................................................
100% and greater LTV: Multifamily ..................................................................
Purchases:
90% up to 100% LTV: 1-4 Family .......................................................................
90% up to 100% LTV: Multifamily .......................................................................
100% and greater LTV: 1-4 Family .....................................................................
100% and greater LTV: Multifamily.....................................................................
Originations:
90% up to 100% LTV: 1-4 Family .......................................................................
90% up to 100% LTV: Multifamily .......................................................................
100% and greater LTV: 1-4 Family .....................................................................
100% and greater LTV: Multifamily .....................................................................

OTS Form 1313

- 14 -

(Report in Thousands of Dollars)

Lines

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LD110
LD111
LD120
LD121

LD210
LD211
LD220
LD221
LD230
LD231
LD240
LD241
LD250
LD251
LD260
LD261

LD310
LD311
LD320
LD321
LD410
LD411
LD420
LD421
LD430
LD431
LD440
LD441

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ______________________
Docket Number ___________________

Schedule LD – Loan Data

Report Date _________________ , 2010

(Report in Thousands of Dollars)

Sales:
90% up to 100% LTV:1-4 Family ........................................................................
90% up to 100% LTV: Multifamily .......................................................................
100% and greater LTV: 1-4 Family .....................................................................
100% and greater LTV: Multifamily .....................................................................

Lines
LD450
LD451
LD460
LD461

SUPPLEMENTAL LOAN DATA FOR ALL LOANS
1-4 Dwelling Units Construction-to-Permanent Loans ...........................................
Owner-Occupied Multifamily Permanent Loans ....................................................
Owner-Occupied Nonresidential Property (Except Land) Permanent Loans.........

LD510
LD520
LD530

1-4 Dwelling Units Option ARM Loans ..................................................................
1-4 Dwelling Units ARM Loans with Negative Amortization ..................................
Total Capitalized Negative Amortization................................................................

LD610
LD620
LD650

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CONSTRUCTION LOANS WITH CAPITALIZED INTEREST
Construction Loans on 1-4 Dwelling Units with Capitalized Interest ....................
Capitalized Interest on Construction Loans on 1-4 Dwelling Units Included in
Current Quarter Income .....................................................................................
Construction Loans on Multifamily (5 or More) Dwelling Units with Capitalized
Interest ...............................................................................................................
Capitalized Interest on Multifamily (5 or More) Dwelling Units Included in
Current Quarter Income .....................................................................................
Construction Loans on Nonresidential Property (Except Land)
With Capitalized Interest ....................................................................................
Capitalized Interest on Construction Loans on Nonresidential Property
(Except Land) Included in Current Quarter Income............................................

LD710
LD715
LD720
LD725
LD730
LD735

COLLATERALIZED DEBT OBLIGATIONS, COLLATERALIZED LOAN
OBLIGATIONS, AND COMMERCIAL MORTGAGE-BACKED SECURITIES
Collateralized Debt Obligations: Carrying Value ..................................................
Collateralized Debt Obligations: Market Value ....................................................

LD750
LD755

Collateralized Loan Obligations: Carrying Value..................................................
Collateralized Loan Obligations: Market Value ...................................................

LD760
LD765

Commercial Mortgage-Backed Securities: Carrying Value ..................................
Commercial Mortgage-Backed Securities: Market Value.....................................

LD770
LD775

OTS Form 1313

- 15 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule CC – Consolidated Commitments and Contingencies

Commitments Outstanding:
Undisbursed Balance of Loans Closed (Loans-in-Process
Excluding Lines of Credit):
Mortgage Construction Loans ................................................................................
Other Mortgage Loans ...........................................................................................
Nonmortgage Loans...............................................................................................

CC105
CC115
CC125

To Originate Mortgages Secured by:
1-4 Dwelling Units ..................................................................................................
Multifamily (5 or More) Dwelling Units....................................................................
All Other Real Estate..............................................................................................
To Originate Nonmortgage Loans.............................................................................
To Purchase Loans ...................................................................................................
To Sell Loans ............................................................................................................
To Purchase Mortgage-Backed Securities................................................................
To Sell Mortgage-Backed Securities.........................................................................
To Purchase Investment Securities ..........................................................................
To Sell Investment Securities....................................................................................

CC280
CC290
CC300
CC310
CC320
CC330
CC335
CC355
CC365
CC375

Lines and Letters of Credit:
Unused Lines of Credit:
Revolving, Open-End Loans on 1-4 Dwelling Units ...............................................
Commercial Lines ..................................................................................................
Open-End Lines:
Credit Cards-Consumer .........................................................................................
Credit Cards-Other .................................................................................................
Other ......................................................................................................................

(Report in Thousands of Dollars)

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CC423
CC424
CC425

CC430
CC435

Recourse Obligations and Direct Credit Substitutes:
Total Principal Amount of Assets Covered by Recourse Obligations or
Direct Credit Substitutes ..........................................................................................

CC455
CC465
CC468

Amount of Direct Credit Substitutes on Assets in CC455 .........................................
Amount of Recourse Obligations on Assets in CC455..............................................
Amount of Recourse Obligations on Loans in CC468 where Recourse is:
120 Days or Less....................................................................................................
Greater than 120 Days ...........................................................................................

CC469
CC471

Other Contingent Liabilities ....................................................................................

CC480

Contingent Assets....................................................................................................

CC490

- 16 -

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CC412
CC420

Letters of Credit:
Commercial ............................................................................................................
Standby, Not Included on CC465 or CC468 ..........................................................

OTS Form 1313

Bil

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule CF – Consolidated Cash Flow Information

Mortgage-Backed Securities:
Pass-Through:
Purchases................................................................................................................
Sales........................................................................................................................
Other Balance Changes ..........................................................................................
Other Mortgage-Backed Securities:
Purchases................................................................................................................
Sales........................................................................................................................
Other Balance Changes ..........................................................................................
Mortgage Loans:
Mortgage Loans Disbursed:
Construction Loans on:
1-4 Dwelling Units....................................................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential ........................................................................................................
Permanent Loans on:
1-4 Dwelling Units....................................................................................................
Home Equity and Junior Liens ...............................................................................
Multifamily (5 or More) Dwelling Units....................................................................
Nonresidential (Except Land) .................................................................................
Land .......................................................................................................................
Loans and Participations Purchased, Secured By:
1-4 Dwelling Units ....................................................................................................
Purchased from Entities Other than Federally-Insured Depository Institutions
or Their Subsidiaries............................................................................................
Home Equity and Junior Liens.................................................................................
Multifamily (5 or More) Dwelling Units .....................................................................
Nonresidential..........................................................................................................
Loans and Participations Sold, Secured By:
1-4 Dwelling Units ....................................................................................................
Home Equity and Junior Liens.................................................................................
Multifamily (5 or More) Dwelling Units .....................................................................
Nonresidential..........................................................................................................
Memo: Refinancing Loans........................................................................................
Memo: Loans Sold with Recourse of 120 Days or Less ...........................................
Memo: Loans Sold with Recourse Greater than 120 Days ....................................
Nonmortgage Loans:
Commercial:
Closed or Purchased ...............................................................................................
Sales........................................................................................................................
Consumer:
Closed or Purchased ...............................................................................................
Sales........................................................................................................................
Deposits:
Interest Credited to Deposits..................................................................................

OTS Form 1313

- 17 -

(Report in Thousands of Dollars)
For the Quarter
Lines
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CF143
CF145
CF148
CF153
CF155
CF158

CF190
CF200
CF210
CF225
CF226
CF245
CF260
CF270
CF280
CF281
CF282
CF290
CF300
CF310
CF311
CF320
CF330
CF361
CF365
CF366

CF390
CF395
CF400
CF405
CF430

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule DI – Consolidated Deposit Information

Deposit Data:
Total Broker-Originated Deposits:
Fully Insured: With Balances Less than $100,000...................................................
Fully Insured: With Balances of $100,000 through $250,000..................................
Other........................................................................................................................
Interest Expense for Fully Insured Brokered Deposits ............................................
Interest Expense for Other Brokered Deposits .......................................................
Deposits (Excluding Retirement Accounts) with Balances:
$250,000 or Less .....................................................................................................
Greater than $250,000.............................................................................................
Number of Deposit Accounts (Excluding Retirement Accounts) with Balances:
$250,000 or Less ............................................................................ Actual Number
Greater than $250,000.................................................................... Actual Number
Retirement Deposits with Balances:
$250,000 or Less .....................................................................................................
Greater Than $250,000 ...........................................................................................
Number of Retirement Deposit Accounts with Balances:
$250,000 or Less............................................................................. Actual Number
Greater Than $250,000 ................................................................... Actual Number

(Report in Thousands of Dollars)

Lines

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DI150
DI160
DI170
DI175
DI180
DI185
DI200
DI210
DI220
DI230

Non-Interest-Bearing Demand Deposits.....................................................................

DI610

- 18 -

Mil

DI120
DI130

IRA/Keogh Accounts .................................................................................................
Uninsured Deposits...................................................................................................
Preferred Deposits ....................................................................................................
Reciprocal Brokered Deposits …………………………………………………………..
Components of Deposits and Escrows:
Transaction Accounts (Including Demand Deposits).................................................
Money Market Deposit Accounts...............................................................................
Passbook Accounts (Including Nondemand Escrows) ..............................................
Time Deposits............................................................................................................
Time Deposits of $100,000 through $250,000 (Excluding Brokered Time
Deposits Participated Out by the Broker in Shares of Less Than $100,000 and
and Brokered Certificates of Deposit Issued in $1,000 Amounts Under a Master
Certificate of Deposit) ...........................................................................................
Time Deposits Greater than $250,000 .................................................................
IRA/Keogh Accounts of $100,000 or Greater Included in Time Deposits.............
Average Daily Deposits Totals:
Fully Insured Brokered Time Deposits .................................................................
Other Brokered Time Deposits ............................................................................

OTS Form 1313

Bil

DI100
DI102
DI110
DI114
DI116

DI310
DI320
DI330
DI340

DI350
DI352
DI360
DI544
DI545

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule DI – Consolidated Deposit Information
(Report in Thousands of Dollars)

Lines

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Deposit Data for Deposit Insurance Premium Assessments:
Quarter-End Deposit Totals:
Total Deposit Liabilities Before Exclusions (Gross) as Defined in Section 3(l) of the
FDI Act and FDIC Regulations ................................................................................
Total Allowable Exclusions (Including Foreign Deposits) ...........................................
Total Foreign Deposits (Included in Total Allowable Exclusions) ...............................
Unsecured Federal Funds Purchased .......................................................................
Secured Federal Funds Purchased ...........................................................................
Securities Sold Under Agreements to Repurchase ...................................................
Unsecured “Other Borrowings” With a Remaining Maturity of:
One Year or Less ..................................................................................................
Over One Year ......................................................................................................
Subordinated Debentures With a Remaining Maturity of:
One Year or Less ..................................................................................................
Over One Year ......................................................................................................
Average Daily Deposit Totals:
Total Daily Average of Deposit Liabilities Before Exclusions (Gross) as Defined in
Section 3(l) of the FDI Act and FDIC Regulations ...................................................
Total Daily Average of Allowable Exclusions (Including Foreign Deposits)................
Total Daily Average of Foreign Deposits (Included in Total Daily Average of
Allowable Exclusions)..............................................................................................
Deposit Data for Thrifts Participating in the Transaction Account Guarantee
Program Component of the FDIC's Temporary Liquidity Guarantee Program:
Amount of Noninterest-bearing Transaction Accounts of More than $250,000
(Including Balances Swept from Noninterest-bearing Transaction Accounts to
Noninterest-bearing Savings Accounts) ..................................................................
Number of Noninterest-bearing Transaction Accounts of More than $250,000 .........

OTS Form 1313

- 19 -

DI510
DI520
DI530
DI630
DI635
DI641
DI645
DI651
DI655
DI660

DI540
DI550
DI560

DI570
DI575

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)

Miscellaneous:
Number of Full-time Equivalent Employees ..............................................................
Financial Assets Held for Trading Purposes .............................................................
Financial Assets Carried at Fair Value through Earnings .........................................
Financial Liabilities Carried at Fair Value through Earnings .....................................
Available-for-Sale Securities .....................................................................................
Assets Held for Sale..................................................................................................
Loans Serviced for Others ........................................................................................
Pledged Loans...........................................................................................................
Pledged Trading Assets ............................................................................................

Lines

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SI370
SI375
SI376
SI377
SI385
SI387
SI390
SI394
SI395

Residual Interests:
Residual Interests in the Form of Interest-Only Strips ..............................................
Other Residual Interests ...........................................................................................

SI402
SI404

Qualified Thrift Lender Test:
Actual Thrift Investment Percentage at Month-end:
First Month of Quarter..............................................................................................
Second Month of Quarter ........................................................................................
Third Month of Quarter ............................................................................................

SI581
SI582
SI583

__ __ __ . __ __%
__ __ __ . __ __%
__ __ __ . __ __%

IRS Domestic Building and Loan Test:
Percent of Assets Test ..............................................................................................
Do you meet the DBLA business operations test?....................................................

SI585
SI586

__ __ __ . __ __%

Aggregate Investment in Service Corporations ....................................................

SI588

YES

NO

Extensions of credit by the reporting association (and its controlled subsidiaries) to its executive
officers, principal shareholders, directors, and their related interests as of the report date:
Aggregate amount of all extensions of credit ............................................................ SI590
Number of executive officers, principal shareholders, and directors to whom the
amount of all extensions of credit (including extensions of credit to related
interests) equals or exceeds the lesser of $500,000 or 5 percent of unimpaired
capital and unimpaired surplus (CCR30 + CCR35 + CCR530 + CCR105)...............
Summary of Changes in Savings Association Equity Capital:
Savings Association Equity Capital, Beginning Balance from Prior Qtr (SC80).....................
Net Income (Loss) Attributable to Savings Association (SO91) .............................................
Dividends Declared:
Preferred Stock .....................................................................................................................
Common Stock......................................................................................................................
Stock Issued.............................................................................................................................
Stock Retired............................................................................................................................

OTS Form 1313

- 20 -

SI595

SI600
SI610
SI620
SI630
SI640
SI650

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SI – Consolidated Supplemental Information
(Report in Thousands of Dollars)

Lines
Capital Contributions (Where No Stock is Issued) .................................................................
New Basis Accounting Adjustments .......................................................................................
Other Comprehensive Income................................................................................................
Prior Period Adjustments ........................................................................................................
Other Adjustments ..................................................................................................................
Savings Association Equity Capital, Ending Balance (SC80) (600 + 610 – 620
– 630 + 640 – 650 + 655 + 660 + 662 + 668 + 671) .............................................................
Transactions With Affiliates:
Activity During the Quarter of Covered Transactions with Affiliates
Subject to Quantitative Limits................................................................................................
Activity During the Quarter of Other Covered Transactions with Affiliates
Not Subject to Quantitative Limits .........................................................................................

SI760

Mutual Fund and Annuity Sales:
Total Assets you Manage of Proprietary Mutual Funds and Annuities ..................................

SI815

Average Balance Sheet Data (Based on Month-End Data):
Total Assets ............................................................................................................................
Deposits and Investments Excluding Non-Interest-Earning Items .........................................
Mortgage Loans and Mortgage-Backed Securities ................................................................
Nonmortgage Loans ...............................................................................................................
Deposits and Escrows ............................................................................................................
Total Borrowings.....................................................................................................................

SI870
SI875
SI880
SI885
SI890
SI895

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SI750

SI770
SI772
SI774
SI776

OTS Form 1313

Mil

SI680

Assets Covered by FDIC Loss-Sharing Agreements:
Carrying Amount of Covered
Loans and Leases.................................................................................................................
Real Estate Owned ...............................................................................................................
Debt Securities .....................................................................................................................
Other Assets .........................................................................................................................

Brokerage Activities:
Does your institution, without trust powers, act as trustee or custodian
for Individual Retirement Accounts, Health Savings Accounts, and other
similar accounts that are invested in non-deposit products? ................................................
Does your institution provide custody, safekeeping, or other services involving
the acceptance of orders for the sale or purchase of securities? .........................................
Does your institution engage in third party broker arrangements, commonly referred to as
“networking”, to sell securities products or services to thrift customers?..............................
Does your institution sweep deposit funds into any open-end investment
management company registered under the Investment Company Act of 1940
that holds itself out as a money market fund? ......................................................................

Bil

SI655
SI660
SI662
SI668
SI671

SI901

YES

NO

SI905

YES

NO

SI911

YES

NO

SI915

YES

NO

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SQ – Consolidated Supplemental Questions

All questions except 310 should be completed for the reporting savings
association only.

Lines

Check the
Appropriate Box
mm

Your fiscal year-end....................................................................................................

SQ270

____

Code representing nature of work to be performed by independent public
accountants for the current fiscal year ......................................................................

SQ280

____

Did you change your independent public accountant during the quarter? .................

SQ300

YES

NO

Did you and your consolidated subsidiaries have any outstanding futures or options
positions at quarter-end? ..........................................................................................

SQ310

YES

NO

Do you have a Subchapter S election in effect for federal income tax purposes
for the current tax year? ............................................................................................

SQ320

YES

NO

Have you been consolidated with your parent in another TFR? If so, enter the OTS
docket number of your parent savings association. ..................................................

SQ410

Have you been consolidated with your parent in a Commercial Bank Call Report?
If so, enter the FDIC certificate number of your parent commercial bank. ................

SQ420

Web Site Information:
If you have a web page on the Internet, indicate your main Internet home page
address (for transactional or nontransactional web sites). (78 characters maximum)
SQ530
Do you provide transactional Internet banking to your customers,
as defined in 12 CFR 555.300(b)?...........................................................................

SQ540

YES

NO

OTS Form 1313

- 22 -

____

Code

____

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule SB – Consolidated Small Business Loans
Lines

Do you have any small business loans to report in this schedule?...........................
Loans to Small Businesses and Small Farms:
Do you have any loans secured primarily by farms reported
on SC260 or any loans to finance agricultural production or other loans to
farmers reported on SC300, 303, and 306? ............................................................
If 100 is yes, complete lines 300 through 650 (Do not complete 110 thru 210).
If no, complete the following item,110.
Are all or substantially all of your commercial loans (Schedule SC
lines 260, 300, 303, and 306) loans with original amounts of $100,000 or less? ....
If 110 is yes, complete the following lines, 200 and 210, only. If no, complete
Lines 300 through 450, only.

SB010

YES

NO

SB100

YES

NO

SB110

YES

NO

Number of loans reported on lines:
SC260 ....................................................................................................................... SB200
SC300, 303, and 306 ................................................................................................ SB210
Number and amount outstanding of permanent mortgage
loans secured by nonfarm, nonresidential properties
reported on SC260:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $1 million.................................
Number and amount outstanding of nonmortgage,
nonagricultural commercial loans reported on SC300, 303,
and 306:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $1 million.................................
Number and amount outstanding of loans secured primarily
by farms reported on SC260:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $500,000 .................................
Number and amount outstanding of nonmortgage,
commercial loans to finance agricultural production and
other nonmortgage commercial loans to farmers reported
on SC300, 303, and 306:
With original amounts of:
$100,000 or less..................................................................
Greater than $100,000 thru $250,000 .................................
Greater than $250,000 thru $500,000 .................................
OTS Form 1313

Outstanding
Balance

Number of Loans
Actual Number

(Report in Thousands of Dollars)
Bil
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SB300
SB320
SB340

SB310
SB330
SB350

SB400
SB420
SB440

SB410
SB430
SB450

SB500
SB520
SB540

SB510
SB530
SB550

SB600
SB620
SB640

SB610
SB630
SB650

- 23 -

Actual Number

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ______________________
Docket Number ___________________
Report Date ________________ , 2010

Schedule FS – Fiduciary and Related Services
Lines
FS110
FS120

Does your institution have fiduciary powers?...........................................................................
YES
NO
Does your institution exercise the fiduciary powers it has been granted? ...............................
YES
NO
Does your institution have any fiduciary or related activity (in the form of assets or
accounts) to report in this schedule?...................................................................................... FS130
YES
NO
If the answer to FS130 is ”NO,” do not complete the rest of Schedule FS.
If the answer to FS130 is “YES,” complete the applicable items of Schedule FS as follows:
• If your total fiduciary assets (FS20 + FS21) are greater than $250 million for the preceding calendar year or your gross
fiduciary and related services income was greater than 10 percent of total revenue (net interest income plus noninterest
income), you must complete:
1. FS210 through FS30 each quarter;
2. FS391 through FS35 annually, with the December report; and
3. All memoranda items, FS410 through FS72, annually with the December report.
• If your total fiduciary assets (FS20 + FS21) are greater than $100 million but less than or equal to $250 million for the
preceding calendar year or your gross fiduciary and related services income was not greater than 10 percent of total
revenue (net interest income plus noninterest income), you must complete:
1. FS210 through FS291 each quarter; and
2. FS310 through FS35 and all memorandum items, FS410 through FS72, annually with the
December report.
• If your total fiduciary assets (FS20 + FS21) are $100 million or less for the preceding calendar year or your gross
fiduciary and related services income was not greater than 10 percent of total revenue (net interest income plus
noninterest income), you must complete:
1. FS210 through FS291 each quarter; and
2. Memorandum items, FS410 through FS65, annually with the December report.
(Report in Actual Numbers)

(Report in Thousands of Dollars)
Managed Assets
Nonmanaged Assets
FIDUCIARY AND RELATED ASSETS Lines Bil Mil Thou Lines Bil Mil Thou
Personal Trust and Agency Accounts.. FS210
FS211
Retirement-related Trust and Agency Accounts:
Employee Benefit –
Defined Contribution........................ FS220
FS221
Employee Benefit –
Defined Benefit ................................ FS230
FS231
Other Retirement Accounts............... FS240
FS241
Corporate Trust and Agency Accounts FS250
FS251
Investment Management and
Investment Advisory Agency Accounts FS260
FS261
Foundations and Endowments............. FS264
FS265
Other Fiduciary Accounts..................... FS270
FS271
Total Fiduciary Accounts .................. FS20
FS21
Custody and Safekeeping Accounts ....
FS280
IRAs, HSAs, and Similar Accounts ...... FS234
FS235
Assets Included Above that are Excluded
For Purposes for the OTS
Assessment Complexity Component.. FS290
FS291

OTS Form 1313

- 24 -

Number of
Managed
Accounts

Number of
Nonmanaged
Accounts

Lines
FS212

Lines
FS213

FS222

FS223

FS232
FS242
FS252

FS233
FS243
FS253

FS262
FS266
FS272
FS22

FS263
FS267
FS273
FS23
FS281
FS237

FS236

March 2010

For informational purposes only:
not for data entry

Association ____________________
Docket Number _________________
Report Date _______________, 2010

Office of Thrift Supervision
2010 Thrift Financial Report
Schedule FS – Fiduciary and Related Services

(Report Calendar Year-to-Date in
Thousands of Dollars)

FIDUCIARY AND RELATED SERVICES INCOME (CALENDAR YEAR-TO-DATE)

Lines

Personal Trust and Agency Accounts .........................................................................
Retirement-related Trust and Agency Accounts:
Employee Benefit – Defined Contribution ................................................................
Employee Benefit – Defined Benefit ........................................................................
Other Retirement Accounts......................................................................................
Corporate Trust and Agency Accounts .......................................................................
Investment Management and Investment Advisory Agency Accounts .......................
Foundations and Endowments....................................................................................
Other Fiduciary Accounts ............................................................................................
Custody and Safekeeping Accounts ...........................................................................
Other Fiduciary and Related Services Income ...........................................................
Total Gross Fiduciary and Related Services Income (310 thru 390)....................
Less: Expenses ...........................................................................................................
Less: Net Losses from Fiduciary and Related Services .............................................
Plus: Intracompany Income Credits for Fiduciary and Related Services....................
Net Fiduciary and Related Services Income (30 – 391 – 392 + 393).....................

FS310

OTS Form 1313

- 25 -

Bil

Mil

Tho

FS320
FS330
FS340
FS350
FS360
FS365
FS370
FS380
FS390
FS30
FS391
FS392
FS393
FS35

March 2010

For informational purposes only:
not for data entry

Association ______________________
Docket Number ___________________
Report Date ________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report
Schedule FS – Fiduciary and Related Services

Memoranda
1. Managed Assets Held in Fiduciary Accounts:
Personal Trust and
Agency, Investment
Management
Agency Accounts
Lines Bil Mil Th
Non-Interest-Bearing Deposits.......................................... FS410
Interest Bearing Deposits .................................................. FS415
U.S. Treasury and U.S. Government
Agency Obligations.......................................................... FS420
State, County, and Municipal Obligations ......................... FS425
Mutual Funds
Money Market ............................................................... FS428
Equity ............................................................................ FS431
Other ............................................................................. FS437
Common Trust Funds and Collective
Investment Funds ............................................................ FS463
Other Short-Term Obligations ........................................... FS434
Other Notes and Bonds..................................................... FS440
Investments in Unregistered Funds
and Private Equity Investments....................................... FS466
Other Common and Preferred Stocks............................... FS445
Real Estate Mortgages...................................................... FS450
Real Estate........................................................................ FS455
Miscellaneous Assets........................................................ FS460
Total Managed Assets ................................................... FS40
Investments of Managed Fiduciary Accounts in Advised
or Sponsored Mutual Funds
Managed Assets ......................................................... FS495
Number of Managed Accounts ................................... FS496

OTS Form 1313

- 26 -

Employee Benefit and
Retirement Related
Accounts
Lines
FS411
FS416

Bil

Mil

Th

All Other Accounts
Lines
FS412
FS417

FS421
FS426

FS422
FS427

FS429
FS432
FS438

FS430
FS433
FS439

FS464
FS435
FS441

FS465
FS436
FS442

FS467
FS446
FS451
FS456
FS461
FS41

FS468
FS447
FS452
FS457
FS462
FS42

Bil

Mil

Th

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association _______________________
Docket Number ____________________
Report Date _________________ , 2010

Schedule FS – Fiduciary and Related Services
(Actual Number)

(Report in Thousands of Dollars)

Number of Issues

Principal Amount
Outstanding

Memoranda – Continued
Lines
Corporate Trust and Agency Accounts:
Corporate and Municipal Trusteeships ...............................
Issues Reported in FS510 and FS515 that are in Default ..
Transfer Agent, Registrar, Paying Agent, and Other
Corporate Agency ..............................................................

FS510
FS516

OTS Form 1313

Lines

Bil

Mil

Tho

FS515
FS517

FS520
(Actual Number)

(Report in Thousands of Dollars)

Number of Funds

Market Value of
Fund Assets

Lines
3. Collective Investment Funds and Common Trust Funds:
Domestic Equity................................................................. FS610
International/Global Equity................................................. FS620
Stock/Bond Blend .............................................................. FS630
Taxable Bond..................................................................... FS640
Municipal Bond .................................................................. FS650
Short-Term Investments/Money Market ............................ FS660
Specialty/Other .................................................................. FS670
Total Collective Investment Funds ................................ FS60

4. Fiduciary Settlements, Surcharges, and Other
Losses (Calendar Year-to-Date):
Personal Trust and Agency Accounts............................
Retirement-Related Employee Benefit Accounts...........
Investment Management and Investment
Advisory Agency Accounts...........................................
Other Fiduciary Accounts and Related Services ...........
Total Fiduciary Settlements, Surcharges, and
Other Losses (70 + 71 – 72 = 392) .............................

Number

Number

Lines

Bil

Mil

Tho

FS615
FS625
FS635
FS645
FS655
FS665
FS675
FS65

(Report Calendar Year-to-Date in Thousands of Dollars)
Recoveries
Gross Losses
Managed
Nonmanaged
Accounts
Accounts
Lines Mil Tho Lines Mil Thou Lines Mil Thou
FS710
FS720

FS711
FS721

FS712
FS722

FS730
FS740

FS731
FS741

FS732
FS742

FS70

FS71

FS72

- 27 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule HC – Thrift Holding Company

Holding Company Number ......................................................................................

HC100

Fiscal Year End .......................................................................................................

HC110

Stock Exchange Ticker Symbol...............................................................................

HC125

H
mm

____

___

SEC File Number ..................................................................................... HC130
Website Address (78 characters maximum)..... HC140
Parent Only

Consolidated

(Report in Thousands of Dollars)

Lines

Total Assets........................................................... HC210
Total Liabilities....................................................... HC220
Equity:
Perpetual Preferred Stock:
Cumulative .......................................................
Noncumulative ...................................................
Common Stock:
Par Value ...........................................................
Paid in Excess of Par.........................................
Accumulated Other Comprehensive Income:
Accumulated Gains (Losses) on Certain
Gains (Losses) on Cash Flow Hedges ..............
Other ..................................................................
Retained Earnings .................................................
Other Components of Equity .................................
Total Holding Company Equity ...........................
Noncontrolling Interests in
Consolidated Subsidiaries ................................
Total Equity ...........................................................

Mil

Thou

(Report in Thousands of Dollars)

Lines

HC621
HC622

HC223
HC224

HC623
HC624

HC225
HC226
HC227
HC228
HC229

HC625
HC626
HC627
HC628
HC629
HC60

HC240

- 28 -

Bil

Mil

Thou

HC600
HC610

HC221
HC222

Total Liabilities and Equity..................................... HC20
Net Income (Loss) Attributable to:
Holding Company and Noncontrolling Interests.
Holding Company .............................................. HC250
Dividends Declared Attributable to:
Holding Company .............................................. HC575

OTS Form 1313

Bil

HC620
HC630
HC70
HC635
HC640
HC775

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ______________________
Docket Number ___________________
Report Date _________________ , 2010

Schedule HC – Thrift Holding Company

Parent Only

Consolidated

(Report in Thousands of Dollars)

Lines

Included in Total Assets:
Cash, Deposits, and Investment Securities .......
Receivable from Subsidiaries:
Savings Association..........................................
Other Subsidiaries ............................................
Investment in Subsidiaries:
Savings Association..........................................
Other Subsidiaries ............................................
Intangible Assets:
Mortgage Servicing Assets ................................
Nonmortgage Servicing Assets and Other .........
Deferred Policy Acquisition Costs .......................
Included in Total Liabilities (Excluding Deposits)
Payable to Subsidiaries:
Savings Association Subsidiaries:
Transactional..................................................
Debt................................................................
Other Subsidiaries:
Transactional..................................................
Debt................................................................
Trust Preferred Instruments................................
Other Debt Maturing In 12 Months or Less ........
Other Debt Maturing In More Than 12 Months...
Reflected in Net Income:
Interest Income...................................................
Dividends:
From Savings Association Subsidiaries ...........
From Other Subsidiaries ..................................
Total Income.......................................................
Interest Expense:
Trust Preferred Instruments..............................
All Other Debt ...................................................
Total Expenses...................................................
Total Income Taxes ............................................
Net Cash Flow from Operations Attributable to
Holding Company .............................................

OTS Form 1313

HC301

Bil

Mil

Thou

(Report in Thousands of Dollars)

Lines

Bil

Mil

Thou

HC601

HC310
HC320
HC330
HC340
HC350
HC360
HC370

HC650
HC655
HC660

HC410
HC420
HC430
HC440
HC445
HC450
HC460

HC670
HC680
HC690

HC505

HC705

HC525
HC535
HC509

HC709

HC545
HC555
HC570

HC710
HC720
HC770

HC571

HC771

HC565

HC730

- 29 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule HC – Thrift Holding Company

Supplemental Questions:
Have any significant subsidiaries of the holding company been formed, sold, or
dissolved during the quarter?.................................................................................

HC810

YES

NO

Is the holding company or any of its subsidiaries:
A broker or dealer registered under the Securities Exchange Act of 1934? ..........
An investment adviser regulated by the Securities Exchange Commission
or any State?........................................................................................................
An investment company registered under the Investment Company Act of 1940?
An insurance company subject to supervision by a State insurance regulator? ....
Subject to regulation by the Commodity Futures Trading Commission? ...............
Or affiliates conducting operations outside of the U.S. through a
foreign branch or subsidiary?..............................................................................

HC815

YES

NO

HC820
HC825
HC830
HC835

YES
YES
YES
YES

NO
NO
NO
NO

HC840

YES

NO

Has the holding company appointed any new senior executive officers or directors
during the quarter?.................................................................................................

HC845

YES

NO

Has the holding company or any of its subsidiaries entered into a new pledge, or
changed the terms and conditions of any existing pledge, of capital stock of any
subsidiary savings association that secures short-term or long-term debt or
other borrowings of the holding company? ............................................................

HC850

YES

NO

Has the holding company or any of its subsidiaries implemented changes to any
class of securities that would negatively impact investors? ...................................

HC855

YES

NO

Has there been any default in the payment of principal, interest, a sinking or
purchase fund installment, or any other default of the holding company or any
of its subsidiaries during the quarter? ....................................................................

HC860

YES

NO

Has there been a change in the holding company’s independent auditors during
the quarter?............................................................................................................

HC865

YES

NO

Has there been a change in the holding company’s fiscal year end during the
quarter?..................................................................................................................

HC870

YES

NO

Does the holding company or any of its GAAP-consolidated subsidiaries (other
than the reporting thrift) control other U.S. depository institutions? .......................

HC875

YES

NO

If located in the U.S. or its territories, provide the FDIC certificate number:

OTS Form 1313

- 30 -

HC876
HC877
HC878
HC879
HC880

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule CCR – Consolidated Capital Requirement

TIER 1 (CORE) CAPITAL REQUIREMENT:

(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou

Tier 1 (Core) Capital
Total Equity Capital (SC84) ......................................................................................
Deduct:
Investments in, Advances to, and Noncontrolling Interests in
Nonincludable Subsidiaries .................................................................................
Goodwill and Certain Other Intangible Assets .........................................................
Disallowed Servicing Assets, Disallowed Deferred Tax Assets, Disallowed
Residual Interests, and Other Disallowed Assets ..................................................
Other........................................................................................................................
Add:
Accumulated Losses (Gains) on Certain Securities and Cash Flow Hedges ..........
Intangible Assets .....................................................................................................
Other........................................................................................................................
Tier 1 (Core) Capital (100 – 105 – 115 – 133 – 134 + 180 + 185 + 195) ................
Adjusted Total Assets
Total Assets (SC60) ..................................................................................................
Deduct:
Assets of “Nonincludable” Subsidiaries ...................................................................
Goodwill and Certain Other Intangible Assets .........................................................
Disallowed Servicing Assets, Disallowed Deferred Tax Assets, Disallowed
Residual Interests, and Other Disallowed Assets ..................................................
Other........................................................................................................................
Add:
Accumulated Losses (Gains) on Certain Securities and Cash Flow Hedges ..........
Intangible Assets .....................................................................................................
Other........................................................................................................................
Adjusted Total Assets (205 – 260 – 265 – 270 – 275 + 280 + 285 + 290).............

CCR100

CCR105
CCR115
CCR133
CCR134
CCR180
CCR185
CCR195
CCR20

CCR205
CCR260
CCR265
CCR270
CCR275
CCR280
CCR285
CCR290
CCR25

Tier 1 (Core) Capital Requirement (25 x 4%) ........................................................ CCR27

OTS Form 1313

- 31 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association ________________________
Docket Number _____________________
Report Date __________________ , 2010

Schedule CCR – Consolidated Capital Requirement
(Report in Thousands of Dollars)
Lines
Bil
Mil
Thou

TOTAL RISK-BASED CAPITAL REQUIREMENT:
Tier 1 (Core) Capital (20) ........................................................................................
Tier 2 (Supplementary) Capital:
Unrealized Gains on Available-for-Sale Equity Securities .......................................
Qualifying Subordinated Debt and Redeemable Preferred Stock ...........................
Other Equity Instruments .........................................................................................
Allowances for Loan and Lease Losses ..................................................................
Other........................................................................................................................
Tier 2 (Supplementary) Capital (302 + 310 + 340 + 350 + 355) ............................

CCR30
CCR302
CCR310
CCR340
CCR350
CCR355
CCR33

Allowable Tier 2 (Supplementary) Capital ............................................................ CCR35
Equity Investments and Other Assets Required to be Deducted .............................. CCR370
Deduction for Low-Level Recourse and Residual Interests ...................................... CCR375
Total Risk-based Capital (30 + 35 – 370 – 375)..................................................... CCR39
Risk-Weight Categories
0% Risk-Weight:
Cash ........................................................................................................................
Securities Backed by Full Faith and Credit of U.S. Government .............................
Notes and Obligations of FDIC, Including Covered Assets .....................................
Other........................................................................................................................
Total (400 + 405 + 409 + 415) .................................................................................
0% Risk-Weight Total (420 x 0%) ...........................................................................

CCR400
CCR405
CCR409
CCR415
CCR420
CCR40

20% Risk-Weight:
Mortgage and Asset-Backed Securities Eligible for 20% Risk Weight ....................
Claims on FHLBs.....................................................................................................
General Obligations of State and Local Governments ............................................
Claims on Domestic Depository Institutions ............................................................
Other........................................................................................................................
Total (430 + 435 + 440 + 445 + 450).......................................................................
20% Risk-Weight Total (455 x 20%) .......................................................................

CCR430
CCR435
CCR440
CCR445
CCR450
CCR455
CCR45

50% Risk-Weight:
Qualifying Single-Family Residential Mortgage Loans ............................................
Qualifying Multifamily Residential Mortgage Loans .................................................
Mortgage and Asset-Backed Securities Eligible for 50% Risk Weight ....................
State and Local Revenue Bonds .............................................................................
Other........................................................................................................................
Total (460 + 465 + 470 + 475 + 480).......................................................................
50% Risk-Weight Total (485 x 50%) .......................................................................

CCR460
CCR465
CCR470
CCR475
CCR480
CCR485
CCR50

OTS Form 1313

- 32 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association _____________________
Docket Number __________________
Report Date _______________ , 2010

Schedule CCR – Consolidated Capital Requirement

TOTAL RISK-BASED CAPITAL REQUIREMENT: – continued
100% Risk-Weight:
Securities Risk Weighted at 100% (or More) Under the RatingsAll Other Assets...............................................................................
Total (501 + 506) .............................................................................
100% Risk-Weight Total (510 x 100%) ...........................................

Lines

(Report in Thousands of Dollars)
Bil
Mil
Thou

CCR501
CCR506
CCR510
CCR55

Amount of Low-Level Recourse and Residual Interests Before
Risk-Weighted Assets for Low-Level Recourse and Residual
(605 x 12.50) ...................................................................................

CCR605

Assets to Risk-Weight (420 + 455 + 485 + 510 + 605) ..................
Subtotal Risk-Weighted Assets (40 + 45 + 50 + 55 + 62) .............
Excess Allowances for Loan and Lease Losses..............................
Total Risk-Weighted Assets (75 – 530) .........................................
Total Risk-Based Capital Requirement (78 x 8%) .......................

CCR64
CCR75
CCR530
CCR78
CCR80

CCR62

CAPITAL AND PROMPT CORRECTIVE ACTION RATIOS:
Tier 1 (Core) Capital Ratio...............................................................
(Tier 1 (Core) Capital ÷ Adjusted Total Assets)

CCR810

Total Risk-Based Capital Ratio........................................................
(Total Risk-Based Capital ÷ Risk-Weighted Assets)

CCR820

Tier 1 Risk-Based Capital Ratio ......................................................
((Tier 1 (Core) Capital – Deduction for Low-level Recourse and
Interests) ÷ Risk-Weighted Assets)

CCR830

Tangible Equity Ratio ......................................................................
((Tangible Capital + Cumulative Perpetual Preferred Stock) ÷

CCR840

OTS Form 1313

- 33 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association _____________________
Docket Number __________________

Schedule FV – Consolidated Assets and Liabilities
Measured at Fair Value on a Recurring Basis

Report Date _______________ , 2010

The following data are required from thrifts with total assets greater than $10 billion.
Fair Value Measurements
Level 3

Level 1

Level 2

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Lines

Lines

Lines

Bil

Mil

Thou

Bil

Mil

Thou

Bil

Mil

Total
Thou

Bil

Mil

Thou

Assets
Federal Funds Sold and Securities
Purchased Under Agreements to Resell..
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV111

FV112

FV113

FV11
FV114
FV12

Trading Securities ......................................
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV131

FV132

FV133

FV13
FV134
FV14

Available-for-Sale Securities ......................
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV151

FV152

FV153

FV15
FV154
FV16

Loans and Leases ......................................
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV211

FV212

FV213

FV21
FV214
FV22

Mortgage Servicing Rights..........................
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV241

FV242

FV243

FV24
FV244
FV25

Derivative Assets .......................................
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV261

FV262

FV263

FV26
FV264
FV27

All Other Financial Assets ..........................
Less: Amounts Netted ...........................
Total, After Netting ..............................

FV311

FV312

FV313

FV31
FV314
FV32

FV41

FV42

FV43

FV44
FV46
FV48

Total Assets Measured at Fair Value
on a Recurring Basis ............................
Less: Amounts Netted ........................
Total, After Netting ..............................

OTS Form 1313

- 34 -

March 2010

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association _____________________
Docket Number __________________

Schedule FV – Consolidated Assets and Liabilities Measured at
Fair Value on a Recurring Basis

Report Date _______________ , 2010

Fair Value Measurements
Level 3

Level 1

Level 2

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

(Report in Thousands of Dollars)

Lines

Lines

Lines

Lines

Bil

Mil

Thou

Bil

Mil

Thou

Bil

Mil

Total
Thou

Bil

Mil

Thou

Liabilities
Federal Funds Purchased and Securities
Sold Under Agreements to Repurchase ..

FV511

FV512

FV513

FV51

Less: Amounts Netted.. .........................

FV514

Total, After Netting ..............................

FV52

Deposits ........................................................ FV531

FV532

FV533

FV53

Less: Amounts Netted ..............................

FV534

Total, After Netting .................................

FV54

Subordinated Debentures ............................. FV611

FV612

FV613

FV61

Less: Amounts Netted ..............................

FV614

Total, After Netting .................................

FV62

Other Borrowings .......................................... FV631

FV632

FV633

FV63

Less: Amounts Netted ..............................

FV634

Total, After Netting .................................

FV64

Derivative Liabilities ...................................... FV651

FV652

FV653

FV65

Less: Amounts Netted ..............................

FV654

Total, After Netting .................................

FV66

All Other Financial Liabilities ......................... FV711

FV712

FV713

FV71

Less: Amounts Netted ..............................

FV714

Total, After Netting .................................

FV72

Total Liabilities Measured at Fair Value
on a Recurring Basis ............................

FV81

FV82

FV83

FV84

Less: Amounts Netted ........................

FV86

Total, After Netting ..............................

FV88

OTS Form 1313

- 35 -

March 2010

Office of Thrift Supervision
2010 Thrift Financial Report

For informational purposes only:
not for data entry

Association _____________________
Docket Number __________________
Report Date _______________ , 2010

Schedule RM – Annual Supplemental Consolidated Data on Reverse
Mortgages
Lines

Do you have any reverse mortgage loan activity for the calendar year
to report in this Schedule?..................................................................................

RM010

YES
Bill

Amount of Mortgage Loans Outstanding:
Home Equity Conversion Mortgage Loans ...............................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans .................................................................

RM110
RM112

Annual Interest Income from:
Home Equity Conversion Mortgage Loans ...............................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

RM310
RM312

Number of referrals over the calendar year to another lender from whom you received
compensation for services performed for the lender in connection with the lender’s origination of
the reverse mortgage:
Home Equity Conversion Mortgage Loans ................................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

Thou

RM330
RM332

Annual Origination Fee Income from:
Home Equity Conversion Mortgage Loans ................................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

RM420
RM422

Commitments Outstanding to Originate Mortgages Secured by:
Home Equity Conversion Mortgage Loans ................................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

RM510
RM512

Annual Mortgage Loans Disbursed for Permanent Loans on:
Home Equity Conversion Mortgage Loans ................................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

RM610
RM612

Annual Loans and Participations Purchased Secured By:
Home Equity Conversion Mortgage Loans.................................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

RM620
RM622

Annual Loans and Participations Sold Secured By:
Home Equity Conversion Mortgage Loans ................................................................................
Proprietary (Non-HECM) Reverse Mortgage Loans...................................................................

RM630
RM632

- 36 -

Mil

(Actual Number)

Bill

OTS Form 1313

NO

Mil

Thou

December 2010

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS
FIXED-RATE, SINGLE-FAMILY, FIRST MORTGAGE
LOANS & MORTGAGE-BACKED SECURITIES
30-Year Mortgages and MBS:
Mortgage Loans ............................................................................................
WARM ..............................................................................................................
WAC...................................................................................................................
$ of Which Are FHA or VA Guaranteed ......................................

Coupon
Less Than 5%
CMR001

5.00 to 5.99%
CMR002

$

CMR006

months

CMR011

•

%

6.00 to 6.99%
CMR003

$

CMR007

months

CMR012

•

%

7.00 to 7.99%
CMR004

$

CMR008

months

CMR013

•

%

8.00% & Above
CMR005

$

CMR009

months

CMR014

•

%

$

CMR010

months

CMR015

•

CMR016

$

CMR017

$

CMR018

$

CMR019

$

CMR020

$

Securities Backed By Conventional Mortgages ........................
WARM ..............................................................................................................
Wtd Avg Pass-Thru Rate......................................................................

CMR026

$

CMR027

$

CMR028

$

CMR029

$

CMR030

$

Securities Backed by FHA or VA Mortgages ..............................
WARM ..............................................................................................................
Wtd Avg Pass-Thru Rate......................................................................

CMR046

15- Year Mortgages and MBS:
Mortgage Loans ............................................................................................
WAC...................................................................................................................

CMR031

months

CMR036

•

months

CMR056

•

CMR076

WARM (of Loans & Securities) ............................................................

CMR086

Balloon Mortgages and MBS:
Mortgage Loans ............................................................................................
WAC...................................................................................................................

CMR096

•

•

months

WARM (of Loans & Securities) ............................................................

CMR116

CMR111

•

%

•

%

months

CMR117

%

•

%

months

•

%

•

%

months

CMR118

-37-

%

•

%

months

•

%

•

%

months

•

•

•

%

months

•

%

•

%

months

months

•

%

•

%

•

%

$

CMR075

$

CMR085

CMR090

months

$

CMR105

CMR110

$

•

%

•

%

$

CMR115

CMR120

CMR125

%

$

CMR060

CMR100

$

•

CMR055

CMR080

$

CMR104

CMR119

%

months

CMR040

CMR070

CMR089

CMR114

%

$

CMR084

CMR035

CMR050

months

CMR074

CMR109

$

%

$

CMR059

CMR099

$

•

CMR054

CMR079

$

months

CMR039

CMR069

•

CMR103

CMR113

%

$

CMR088

Total Fixed-Rate, Single-Family, First Mortgage Loans and Mortgage-Backed Securities
OTS Form 1313 Rev. March 2010

•

CMR083

CMR034

CMR049

months

CMR073

CMR108

$

%

$

CMR058

CMR098

$

•

CMR053

CMR078

$

months

CMR038

CMR068

•

CMR102

CMR112

%

$

CMR087

CMR107

$

•

CMR082

CMR033

CMR048

months

CMR072

CMR097

$

CMR101

CMR106

%

%

$

CMR057

CMR077

$

CMR081

Mortgage Securities ....................................................................................
Wtd Avg Pass-Thru Rate......................................................................

%

•

CMR052

CMR067

$

CMR071

Mortgage Securities ....................................................................................
Wtd Avg Pass-Thru Rate......................................................................

%

months

CMR037

CMR047

$

CMR051

CMR066

%

CMR032

%

months

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS---Continued
Current Market Index ARMs
by Coupon Reset Frequency

ADJUSTABLE-RATE, SINGLE-FAMILY, FIRST MORTGAGE
LOANS & MORTGAGE-BACKED SECURITIES
Teaser ARMs
Balances Currently Subject to Introductory Rates ......................
WAC ............................................................................................................
Non-Teaser ARMs
Balances of All Non-Teaser ARMs.................................................
Wtd Avg Margin ......................................................................................
WAC ............................................................................................................
WARM ........................................................................................................
Wtd Avg Time Until Next Payment Reset ...................................

6 Mo or Less

CMR141

CMR156

7 Mo to 2 Yrs

CMR142

$

CMR146

•

%

CMR166

•

CMR171
CMR176

bp

CMR162

%

CMR167

months

CMR172

months

CMR177

2 + Yrs to 5 Yrs

CMR143

$

CMR147

CMR157

$

CMR161

Lagging Market Index ARMs
by Coupon Reset Frequency

•

%

•

bp

CMR163

%

CMR168

months

CMR173

months

CMR178

CMR144

$

CMR148

CMR158

$

1 Month

•

%

•

CMR145

$

CMR149

CMR159

$
bp

CMR164

%

CMR169

2 Mo to 5 Yrs

•

%

CMR160

$

•

bp

CMR165

%

CMR170

6 Mo or Less

Balances W/Coupon Within 200 bp of Lifetime Cap ..................
Wtd Avg Distance from Lifetime Cap ............................................
Balances W/Coupon 201-400 bp from Lifetime Cap .................
Wtd Avg Distance from Lifetime Cap ............................................
Balances W/Coupon Over 400 bp from Lifetime Cap ...............
Wtd Avg Distance from Lifetime Cap .............................................
Balances Without Lifetime Cap...........................................................
ARM Cap & Floor Detail
Balances Subject to Periodic Rate Caps ........................................
Wtd Avg Periodic Rate Cap (in basis points) .............................
Balances Subject to Periodic Rate Floors ......................................

MBS Included in ARM Balances........................................................
OTS Form 1313 Rev. March 2010

CMR186

bp

bp

CMR216

bp

CMR211

$

CMR221

$

CMR226

CMR202
CMR207

$

bp

bp

CMR175

months

months

months

CMR180

months

CMR217

bp

CMR212

$

CMR222

$

CMR227

bp

CMR185

1 Month

CMR189

bp

$

bp

CMR218

bp

CMR213

$

CMR223

$

CMR228

bp

CMR190

bp

bp
$

CMR219

$

CMR224

$

CMR229

bp

bp
$

CMR205
CMR210

bp

CMR214

$

CMR195
CMR200

$

CMR204
CMR209

$

2 Mo to 5 Yrs

$

CMR194
CMR199

$

CMR203
CMR208

$

bp

months

$

CMR193
CMR198

$

bp
$

CMR220

bp

CMR215

$

CMR225

$

CMR230

bp

CMR231

$

CMR232

$

CMR233

$

CMR234

$

CMR235

$

CMR241

$

CMR242

$

CMR243

$

CMR244

$

CMR245

$

-38-

%

Lagging Market Index ARMs
by Coupon Reset Frequency

CMR188

bp

•

$

CMR179

2 + Yrs to 5 Yrs

$

CMR192
CMR197

$

CMR201
CMR206

CMR187

$

CMR191
CMR196

7 Mo to 2 Yrs

%

CMR174

Current Market Index ARMs
by Coupon Reset Frequency

ARM Balances by Distance to Lifetime Cap

•

months

Total Adjustable-Rate, Single-Family, First Mortgage Loans & Mortgage-Backed Securities ......................................................................................

MEMO ITEMS FOR ALL ARMS (Reported at CMR185):

$

CMR150

INSTRUCTIONS

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Schedule CMR — Consolidated Maturity/Rate

ASSETS---Continued
MULTIFAMILY & NONRESIDENTIAL
MORTGAGE LOANS & SECURITIES
Adjustable-Rate:
Balances .........................................................................
WARM ..............................................................................
Remaining Term to Full Amortization ...........
Rate Index Code........................................................
Margin ..............................................................................
Reset Frequency .......................................................
MEMO: ARMs within 300 bp of Life Cap
Balances ......................................................................
WA Distance to Lifetime Cap (bp) ...............
Fixed-Rate:
Balances .........................................................................
WARM ..............................................................................
Remaining Term to Full Amortization ...........
WAC ..................................................................................

Balloons
CMR261

Fully Amortizing
CMR262

$

CMR263

months

CMR265

months

CMR267

CMR271

bp

CMR270

months

CMR272

CMR274

$

CMR275

CMR281

months

bp

months

CMR285

bp
months

$

CMR276

CMR282

$

CMR283

bp

$

CMR284

months

months

CMR287

CMR291

•

%

CMR288

•

%

Fixed Rate
CMR292

$
months

CMR294

CMR297

bp

CMR298

CMR299

months

CMR293

$
months

CMR295

•

OTS Form 1313 Rev. March 2010

Fixed Rate
CMR312

$
months

Fixed Rate
CMR326

$

CMR327

months

CMR328

CMR329

bp

CMR330

CMR331

months

$
months

•

%

CMR333

CMR314

bp

months

CMR319

months

CMR318

•

-39-

Adjustable Rate
CMR335

Fixed Rate
CMR336

$
months

CMR338

CMR341

bp

CMR342

CMR343

months

CMR337

$
months

CMR339

MORTGAGE-DERIVATIVE
High Risk
SECURITIES--BOOK VALUE
Collateralized Mortgage Obligations:
Floating Rate ........................................... CMR351 $
Fixed Rate:
Remaining WAL<=5 Years .......... CMR353 $
Remaining WAL 5-10 Years ....... CMR355 $
Remaining WAL Over 10 Years CMR357 $
Superfloaters ........................................... CMR359 $
Inverse Floaters & Super POs ...... CMR361 $
Other ............................................................. CMR363 $

•

%

Low Risk
CMR352

$

CMR354

$

CMR356

$

CMR364

$

CMR365

$

CMR366

$

CMR367

$

CMR368

$

$

CMR370

$

Stripped Mortgage-Backed Securities:

$

CMR315
CMR317

CONSUMER LOANS
Balances .....................................................
WARM ..........................................................
Rate Index Code ...................................
Margin in Col 1; WAC in Col 2 ......
Reset Frequency ...................................

CMO Residuals:
Fixed Rate .................................................
Floating Rate ...........................................

Adjustable Rate
CMR313

Adjustable Rate
CMR325

%

SECOND MORTGAGE LOANS & SECURITIES
CMR311

COMMERCIAL LOANS
Balances .....................................................
WARM ..........................................................
Margin in Col 1; WAC in Col 2 ......
Reset Frequency ...................................
Rate Index Code ...................................

CMR268

CMR269

CMR273

$

CMR264

Adjustable Rate

Balances .........................................................................
WARM ..............................................................................
Rate Index Code........................................................
Margin in Col 1; WAC in Col 2 ..........................
Reset Frequency .......................................................

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS---CONTINUED

CONSTRUCTION & LAND LOANS
Balances .........................................................................
WARM ..............................................................................
Rate Index Code........................................................
Margin in Col 1; WAC in Col 2 ..........................
Reset Frequency .......................................................

1.
2.

%

Interest-Only MBS .............................
WAC ...........................................................
Principal-Only MBS ..........................
WAC ...........................................................
Total Mortgage-Derivative
Securities--Book Value ...............

CMR369
CMR371
CMR373

•

•

$

CMR372
CMR374

$

CMR375

CMR377

%

%

CMR376

CMR378

•

%

•

%

$

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS - Continued
MORTGAGE LOANS SERVICED FOR OTHERS
Fixed-Rate Mortgage Loan Servicing
Balances Serviced ...................................................................
WARM ...........................................................................................
Wtd Avg Servicing Fee .......................................................
Total # of Fixed-Rate Loans Serviced That Are:
Conventional Loans..............................................................
FHA/VA Loans .........................................................................
Subserviced by Others .......................................................

Coupon of Fixed-Rate Mortgages Serviced for Others
Less Than 5%
CMR401
CMR406

5.00 to 5.99%
CMR402

$
months

CMR407

CMR411

bp

CMR412

CMR421

loans

CMR422

loans

CMR423

loans

CMR403

$

7.00 to 7.99%
CMR404

$

months

CMR408

months

CMR409

bp

CMR413

bp

CMR414

8.00% & Above
CMR405

$

$

months CMR410

months

CMR415

bp

bp

Index on Serviced Loan

Adjustable-Rate Mortgage Loan Servicing

Current Market

Balances Serviced ...................................................................
WARM ...........................................................................................
Wtd Avg Servicing Fee .......................................................

6.00 to 6.99%

CMR431

Lagging Market
CMR432

$

CMR433

months CMR434

CMR435

CMR436

bp

$
months

bp

Total # of Adjustable-Rate Loans Serviced ....................
Of Which, Number Subserviced By Others ....................

Total Balances of Mortgage Loans Serviced for Others ..................................................................................................................................................

CMR450

Balances

CASH, DEPOSITS, & SECURITIES

CMR441

loans

CMR442

loans

$

WAC

WARM

Cash, Non-Interest-Earning Demand Deposits, Overnight Fed Funds, Overnight Repos ...............................

CMR461

$

Equity Securities Carried at Fair Value ............................................................................................................................................

CMR464

$

Zero-Coupon Securities ..............................................................................................................................................................................

CMR470

$

CMR471

•

%

CMR472

months

Government and Agency Securities ...................................................................................................................................................

CMR473

$

CMR474

•

%

CMR475

months

Term Fed Funds, Term Repos, and Interest-Earning Deposits ........................................................................................

CMR476

$

CMR477

•

%

CMR478

months

Other (Munis, Mortgage-Backed Bonds, Corporate Securities, Commercial Paper, Etc.)...............................

CMR479

$

CMR480

•

%

CMR481

months

CMR490

$

Total Cash, Deposits, & Securities (includes on-balance-sheet items that are
in supplemental reporting and are not included above)
OTS Form 1313 Rev. March 2010

-40-

...................................

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report
Schedule CMR — Consolidated Maturity/Rate

ASSETS - Continued

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

ASSETS-Continued

ITEMS RELATED TO MORTGAGE LOANS & SECURITIES
Nonperforming Loans ......................................................................
Accrued Interest Receivable .........................................................
Advances for Taxes and Insurance ...........................................
Less: Unamortized Yield Adjustments ......................................
Valuation Allowances ...........................................................
Unrealized Gains (Losses) ............................................................

1.
2.

MEMORANDA ITEMS

CMR501

$

CMR502

$

CMR503

$

CMR504

$

CMR507

$

CMR508

$

Mortgage “Warehouse” Loans Reported as Mortgage
Loans at SC26 .........................................................................................................
Loans Secured by Real Estate Reported as Nonmortgage Loans
at SC31 .........................................................................................................................
Market Value of Equity Securities & Mutual Funds Rpt’d at CMR464:
Equity Securities & Non-Mortgage-Related Mutual Funds ...................
Mortgage-Related Mutual Funds .....................................................................

ITEMS RELATED TO NONMORTGAGE LOANS & SECURITIES
Nonperforming Loans ...................................................................... CMR511 $
Accrued Interest Receivable ......................................................... CMR512 $
Less: Unamortized Yield Adjustments ...................................... CMR513 $
Valuation Allowances ........................................................... CMR516 $
Unrealized Gains (Losses) ............................................................ CMR517 $
REAL ESTATE HELD FOR INVESTMENT..............................

CMR520

$

Mortgage Loans Serviced by Others:
Fixed-Rate Mortgage Loans Serviced ...........................................................
Wtd Avg Servicing Fee......................................................................................
Adjustable-Rate Mortgage Loans Serviced .................................................
Wtd Avg Servicing Fee......................................................................................

REPOSSESSED ASSETS ...............................................................

CMR525

$

Credit Card Balances Expected to Pay Off in Grace Period ...................

CMR530

$

CMR535

$

EQUITY INVESTMENTS NOT CARRIED
AT FAIR VALUE .....................................................
OFFICE PREMISES AND EQUIPMENT ...................................

ITEMS RELATED TO CERTAIN INVESTMENT SECURITIES
Unrealized Gains (Losses) ............................................................ CMR538
Less: Unamortized Yield Adjustments ...................................... CMR539
Valuation Allowances ........................................................... CMR540

$
$
$

OTHER ASSETS
Servicing Assets, Interest-Only Strip Receivables,
and Certain Other Instruments ..................................................
Miscellaneous I ...................................................................................
Miscellaneous II .................................................................................

CMR541

$

CMR543

$

CMR544

$

TOTAL ASSETS ..........................................

CMR550

$

OTS Form 1313 Rev. March 2010

-41-

CMR578

$

CMR580

$

CMR582

$

CMR584

$

CMR586

$

CMR587
CMR588

bp

$

CMR589

CMR590

bp

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

LIABILITIES
FIXED-RATE, FIXED-MATURITY DEPOSITS

Early Withdrawals
During Quarter

Original Maturity in Months

Balances by Remaining Maturity:

12 or Less

Balances Maturing in 3 Months or Less...................................
WAC ............................................................................................................
WARM ........................................................................................................

CMR601

Balances Maturing in 4 to 12 Months ........................................
WAC ............................................................................................................
WARM ........................................................................................................

CMR615

13 to 36
CMR602

$

CMR605

•

CMR608

months

•

CMR622

•

CMR609

CMR616

$

CMR619

months

Balances Maturing in 13 to 36 Months ...................................................................................
WAC...........................................................................................................................................................
WARM ......................................................................................................................................................

•

%
months

•

CMR636

%

•

CMR610

$
•

CMR624

CME637

Balances Maturing in 37 or More Months .............................................................................................................................
WAC ..........................................................................................................................................................................................................
WARM ......................................................................................................................................................................................................

CMR641

$
•

Balances in Brokered Deposits .....................................................

CMR650

$

CMR653

$

CMR651

$

$
•

Balances in New Accounts...............................................................

OTS Form 1313 Rev. March 2010

CMR656

CMR659

months

CMR654

$

CMR657

CMR644

CMR660

$

-42-

$

CMR652

$

CMR655

$

CMR658

CMR661

..................................................

CMR633

$

..................................................

CMR642

$

months

37 or More

months

$

%

Deposits with Early-withdrawal Penalties Stated
in Terms of Months of Forgone Interest:
Balances Subject to Penalty ........................................................
Penalty in Months of Forgone Interest...................................
(expressed to two decimal places; e.g., x.xx)

CMR618

months

CMR643

13 to 36

..................................................

%

Original Maturity in Months
12 of Less

$

%

Total Fixed-rate, Fixed-maturity Deposits:...........................................................................................................................................................................

Memo: Fixed-rate, Fixed-maturity Deposit
Detail:

CMR604

months

CMR635

months

..................................................
%
months

CMR621

CMR632

$

CMR634

$

CMR607

CMR617

$

CMR623

CMR631

%
months

CMR620

%

CMR603

$

CMR606

%

37 or More

months

$

CMR645

$

INSTRUCTIONS

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

LIABILITIES-Continued

FIXED-RATE, FIXED-MATURITY:
FHLB ADVANCES, OTHER BORROWINGS,
REDEEMABLE PREFERRED STOCK,
& SUBORDINATED DEBT
Balances by Coupon Class:
Under 3.00% .........................................................
3.00 to 3.99% .......................................................
4.00 to 4.99% .......................................................
5.00 to 5.99% .......................................................
6.00 to 6.99% .......................................................
7.00 to 7.99% .......................................................
8.00 to 8.99% .......................................................
9.00% and Above ..............................................
WARM .........................................................................

Remaining Maturity
0 to 3 Months

CMR675

4 to 36 Months

Over 36 Months

$

CMR676

$

CMR677

$

................................

CMR679

$

CMR680

$

CMR681

$

................................

CMR683

$

CMR684

$

CMR685

$

................................

CMR687

$

CMR688

$

CMR689

$

................................

CMR691

$

CMR692

$

CMR693

$

................................

CMR695

$

CMR696

$

CMR697

$

................................

CMR699

$

CMR700

$

CMR701

$

................................

CMR703

$

CMR704

$

CMR705

$

................................

CMR711

months CMR712

months CMR713

months

Total Fixed-Rate, Fixed-Maturity Borrowings ...........................................................................................

Memo: Book Value of Redeemable Preferred Stock ...............................

OTS Form 1313 Rev. March 2010

WAC

CMR755

$

-43-

CMR715

$

CMR678

•

%

CMR682

•

%

CMR686

•

%

CMR690

•

%

CMR694

•

%

CMR698

•

%

CMR702

•

%

CMR706

•

%

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

INSTRUCTIONS

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

LIABILITIES (Con’t.), NONCONTROLLING INTEREST, & CAPITAL
NON-MATURITY DEPOSITS
Transaction Accounts ...............................................................................................................................
Money Market Deposit Accounts (MMDAs) ................................................................................
Passbook Accounts ....................................................................................................................................
Noninterest-Bearing Nonmaturity Deposits.................................................................................
ESCROW ACCOUNTS
Escrows for Mortgages Held in Portfolio.......................................................................................
Escrows for Mortgages Serviced for Others...............................................................................
Other Escrows ...............................................................................................................................................

Total Balances

Balances in New
Accounts

WAC

CMR762

$

CMR763

•

% ........................................................

CMR764

$

CMR765

$

CMR766

•

% ........................................................

CMR767

$

CMR768

$

CMR769

•

% ........................................................

CMR770

$

CMR771

$

...................................................................................................

CMR773

$

Total Balances

WAC

CMR775

$

CMR776

•

%

CMR777

$

CMR778

•

%

CMR779

$

CMR780

•

%

TOTAL NONMATURITY DEPOSITS & ESCROW ACCOUNTS ................

CMR781

$

UNAMORTIZED YIELD ADJUSTMENTS ON DEPOSITS .................................................

CMR782

$

UNAMORTIZED YIELD ADJUSTMENTS ON BORROWINGS ......................................

CMR784

$

CMR785

$

CMR786

$

CMR787

$

CMR790

$

OTHER LIABILITIES
Collateralized Mortgage Securities Issued ..................................................................................
Miscellaneous I .............................................................................................................................................
Miscellaneous II ............................................................................................................................................
TOTAL LIABILITIES (includes on-balance-sheet items that are
in supplemental reporting and are not included above)

...................

CMR793 $
NONCONTROLLING INTERESTS IN CONSOLIDATED SUBSIDIARIES ...........................................

EQUITY CAPITAL .........................................................................................................................................

CMR796

$

TOTAL LIABILITIES AND EQUITY CAPITAL .................... ..................................

CMR800

$

OTS Form 1313 Rev. March 2010

-44-

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
See Instructions for Details on Specific Items

Financial Derivatives and Off-Balance-Sheet Positions
[1]

[2]

Contract Code

Notional Amount

[3]

[4]

Maturity or Fees

[5]

Price/Rate #1

Price/Rate #2

Position 1..........................................................................................
Position 2..........................................................................................
Position 3..........................................................................................
Position 4..........................................................................................

CMR801

CMR802

$

CMR803

$

CMR804

•

CMR805

•

CMR806

CMR807

$

CMR808

$

CMR809

•

CMR810

•

CMR811

CMR812

$

CMR813

$

CMR814

•

CMR815

•

CMR816

CMR817

$

CMR818

$

CMR819

•

CMR820

•

Position 5..........................................................................................
Position 6..........................................................................................
Position 7..........................................................................................
Position 8..........................................................................................

CMR821

CMR822

$

CMR823

$

CMR824

•

CMR825

•

CMR826

CMR827

$

CMR828

$

CMR829

•

CMR830

•

CMR831

CMR832

$

CMR833

$

CMR834

•

CMR835

•

CMR836

CMR837

$

CMR838

$

CMR839

•

CMR840

•

Position 9..........................................................................................
Position 10 .......................................................................................
Position 11 .......................................................................................
Position 12 .......................................................................................

CMR841

CMR842

$

CMR843

$

CMR844

•

CMR845

•

CMR846

CMR847

$

CMR848

$

CMR849

•

CMR850

•

CMR851

CMR852

$

CMR853

$

CMR854

•

CMR855

•

CMR856

CMR857

$

CMR858

$

CMR859

•

CMR860

•

Position 13 .......................................................................................
Position 14 .......................................................................................
Position 15 .......................................................................................
Position 16 .......................................................................................

CMR861

CMR862

$

CMR863

$

CMR864

•

CMR865

•

CMR866

CMR867

$

CMR868

$

CMR869

•

CMR870

•

CMR871

CMR872

$

CMR873

$

CMR874

•

CMR875

•

CMR876

CMR877

$

CMR878

$

CMR879

•

CMR880

•

NOTE: Enter “price” or “rate” in columns 4 & 5 to
two decimal places (e.g., “price” = 102.25
or “rate” = 6.12%)

MEMO:

Reconciliation of Off-Balance-Sheet Contract Positions Reported

Reported Above at CMR801-CMR880 ..................................................................................................................................
Reported Using Supplemental Reporting .............................................................................................................................
Self-Valued & Reported Using Supplemental Reporting of Market Value Estimates ..............................

OTS Form 1313 Rev. March 2010

-45-

# of Positions
CMR901
CMR902
CMR903

INSTRUCTIONS

For informational purposes only:
not for data entry

Office of Thrift Supervision
2010 Thrift Financial Report

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

SUPPLEMENTAL REPORTING FOR ASSETS AND LIABILITIES

Entry
Number
(OAL010)

Asset/
Liability
Code
(OAL020)

OTS Form 1313 Rev. March 2010

Rate
Index
Code
(OAL030)

Balance
$000
(OAL040)

Margin/
WAC in bp
(OAL050)

Rate Reset
Frequency
(OAL060)

Months to
Full Amort/
Next Reset
(OAL070)

Remaining
Maturity
(OAL080)

Distance
to Lifetime
Cap
(OAL090)

Distance
to Lifetime
Floor
(OAL100)

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

$

bp

mo

mo

mo

bp

bp

-46-

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report
Schedule CMR — Consolidated Maturity/Rate

1.
2.
3.
4.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
Report Maturities in Whole Months
See Instructions for Details on Specific Items

SUPPLEMENTAL REPORTING OF MARKET VALUE ESTIMATES

Entry
Number
(RMV010)

Asset/
Liability
Code
(RMV020)

OTS Form 1313 Rev. March 2010

Estimated Market Value After Specified Rate Shock
Balance
$000
(RMV030)

– 300 bp
(RMV040)

– 200 bp
(RMV050)

– 100 bp
(RMV060)

-47-

No Change
(RMV070)

+ 100 bp
(RMV080)

+ 200 bp
(RMV090)

+ 300 bp
(RMV100)

INSTRUCTIONS

For informational purposes only:
not for data entry

Association __________________________
Docket Number _______________________
Report Date _____________________ , 2010

Office of Thrift Supervision
2010 Thrift Financial Report

1.
2.

Schedule CMR — Consolidated Maturity/Rate

3.

Report Dollar Balances in Thousands ($000)
Report Percentages to Two (2) Decimal Places
(e.g., x.xx%)
See Instructions for Details on Specific Items

SUPPLEMENTAL REPORTING FOR FINANCIAL DERIVATIVES
AND OFF-BALANCE-SHEET POSITIONS
[1]
Entry Number
(OBS010)

[2]

Contract Code
(OBS020)

Notional Amount
(OBS030)
$
$
$
$
$

$
$
$
$
$

$
$
$
$
$

$
$
$
$
$

OTS Form 1313 Rev. March 2010

-48-

[3]

[4]

Maturity or Fees
(OBS040)

Price/Rate #1
(OBS050)

[5]
Price/Rate #2
(OBS060)

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File Typeapplication/pdf
File TitleMicrosoft Word - FINAL Proposed December 2010.doc
AuthorWATERSNJ
File Modified2009-12-23
File Created2009-12-23

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