Form S-1 Registration Statement

ICR 201005-3235-014

OMB: 3235-0065

Federal Form Document

Forms and Documents
Form and Instruction
Supporting Statement A
IC Document Collections
34231 Modified
ICR Details
3235-0065 201005-3235-014
Historical Inactive 201002-3235-006
SEC CF- 270-58
Form S-1 Registration Statement
Revision of a currently approved collection   No
Preapproved 09/02/2010
Retrieve Notice of Action (NOA) 05/19/2010
Pre-approval contingent upon no substantive changes to this collection after adoption of the final rule. Otherwise this collection should be re-submitted to OMB for review.
  Inventory as of this Action Requested Previously Approved
09/30/2013 36 Months From Approved 04/30/2013
1,168 0 1,168
248,082 0 247,982
297,698,400 0 297,578,400

Form S-1 under the Securities Act is used by domestic issuers who are not eligible to use other forms to register offering of their securities.

US Code: 15 USC 80a-38 Name of Law: Investment Company Act of 1940
   US Code: 15 USC 77f, 77g, 77j, 77s(a) Name of Law: Securities Act of 1933
   US Code: 15 USC 78l, 78m, 78n, 78o(d), 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-24(a), 80a-30 Name of Law: Investment Company Act of 1940

3235-AK41 Proposed rulemaking 74 FR 53086 10/15/2009


IC Title Form No. Form Name
Form S-1 Registration Statement SEC 870 Form S-1

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 1,168 1,168 0 0 0 0
Annual Time Burden (Hours) 248,082 247,982 0 100 0 0
Annual Cost Burden (Dollars) 297,698,400 297,578,400 0 120,000 0 0
Changing Regulations
The proposed amendments in Release No. 33-9070 would require disclosure regarding credit ratings used in connection with a registered offering. The increase in the burden associated with Form S-1 is necessary in order to provide investors with a more meaningful and comprehensive understanding of credit ratings, which should help investors make more informed investment decisions. The proposal would result in an increase of 100 burden hours and an increase in the cost burden of $120,000 for services of outside professionals. For a more detailed discussion, please refer to the supporting statement.

Blair Petrillo 202 551-3430


On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

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