Rule 19d-3-Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations (17 CFR 240.19d

ICR 201006-3235-012

OMB: 3235-0204

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2010-06-22
ICR Details
3235-0204 201006-3235-012
Historical Active 200704-3235-004
SEC TM-270-245
Rule 19d-3-Application for Review of Final Disciplinary Sanctions Denials of Membership Participation or Limitations of Access to Services Imposed by Self-Regulatory Organizations (17 CFR 240.19d
Extension without change of a currently approved collection   No
Regular
Approved without change 08/16/2010
Retrieve Notice of Action (NOA) 07/08/2010
  Inventory as of this Action Requested Previously Approved
08/31/2013 36 Months From Approved 10/31/2010
15 0 15
270 0 270
27,270 0 1,515

Rule 19d-3 prescribes the form and content of the applications to the Commission for review of final disciplinary sanctions, denials of membership, participation or association or prohibitions or limitations of access to services imposed by self-regulatory organizations.

US Code: 15 USC 78c, 78d, 78i, 78j, 78l, 78m, Name of Law: Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  75 FR 23310 05/03/2010
75 FR 39287 07/08/2010
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 15 15 0 0 0 0
Annual Time Burden (Hours) 270 270 0 0 0 0
Annual Cost Burden (Dollars) 27,270 1,515 0 0 25,755 0
No
No

$875
No
No
No
Uncollected
No
Uncollected
Robert Cushmac 202 551-5587

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/08/2010


© 2024 OMB.report | Privacy Policy