Information Collection

Rule 19b-5 Under the Securities Exchange Act of 1934; Pilot Trading System Rule Filing Requirements (Initial Reports)

IC 35281 under ICR 201006-3235-014 · OMB 3235-0507.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0507 can be found here:

Documents and Forms

Document Name Document Type
Form SEC 2552 Rule 19b-5 Under the Securities Exchange Act of 1934; Pilot Trading System Rule Filing Requirements (Initial Reports) Form and Instruction
SEC 2552 Form PILOT Form PILOT.pdf Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 19b-5 Under the Securities Exchange Act of 1934; Pilot Trading System Rule Filing Requirements (Initial Reports)	Agency IC Tracking Number:	270-448

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.19b-5

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2552	Form PILOT	Form PILOT.pdf		No		Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	3	-7	10
Annual IC Time Burden (Hours)	72	-2,448	2,520
Annual IC Cost Burden (Dollars)	22,161	9,131	13,030

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.